LCrimA 4142/04
v.
1. Chief Military Prosecutor
2. Attorney-General
The Supreme Court sitting as
the Court of Criminal Appeals
[14 December 2006]
Before President (Emeritus) A.
Barak and Justices E.E. Levy, E. Arbel
Appeal by leave of the judgment of the Appeals Court Martial of 4 April
2004 in Appeals case no. 230/02.
Facts: The
appellant was convicted of the offence of using dangerous drugs while he was
serving in the IDF. During his interrogation by the police, he confessed to
using the drugs, but in his trial he pleaded not guilty and exercised his right
to remain silent and not to testify in his own defence.
Following the case law of the Supreme Court, a defendant
cannot be convicted solely on the basis of a confession, even when it is freely
and willingly given. ‘Something extra’ is required in order to convict him. The
District Court Martial and the Appeals Court Martial held that the appellant’s
refusal to testify in his trial constituted ‘something extra,’ thus allowing
them to convict him. The appellant applied for and was granted leave to appeal
to the Supreme Court on the question whether the refusal of a defendant to
testify, in accordance with his right to remain silent, could constitute
‘something extra,’ thereby allowing the court to convict him on the basis of
his confession.
Held: (Minority
opinion — Justice Levy) As a rule, the silence of a defendant in his trial
should not constitute ‘something extra’ for a confession that he made during
his interrogation, but where a video recording was made of the interrogation,
so that the court is given the possibility of watching the interrogation and
the defendant’s confession, the silence of the defendant in his trial may
constitute ‘something extra.’
(Majority opinion — Justice
Arbel and President Emeritus Barak) As a rule, the silence of a defendant in
his trial should not constitute ‘something extra’ for the confession that he
made during his interrogation. There are, however, exceptions to the rule.
These should not be limited solely to cases where a video recording of the
confession was made. The court has discretion to regard the silence of a
defendant in his trial as ‘something extra’ for his confession during his
interrogation. This discretion should be exercised sparingly. It should only be
used when three conditions are satisfied: first, the confession is logical,
consistent, clear and detailed. Second, the court can rule out the possibility
that the defendant, because of some internal pressure, confessed to something
that he did not do. Third, the court should be satisfied that the defendant’s
silence in the trial is not the result of some internal or external pressure,
nor is it the result of some innocent motive.
Appeal allowed.
Legislation cited:
Basic Law: Human Dignity and
Liberty.
Criminal Procedure
(Interrogation of Suspects) Law, 5762-2002, s. 7.
Criminal Procedure Law [Consolidated
Version], 5742-1982, ss. 154, 161, 162.
Dangerous Drugs Ordinance [New
Version], 5733-1973, ss. 7(a), 7(c).
Evidence Ordinance [New
Version], 5731-1971, ss. 10A, 10A(d), 12, 12(a), 53, 54A(a).
Evidence Ordinance Amendment
Law (no. 6), 5742-1982.
Penal Law, 5737-1977, s.
34V(a).
Israeli Supreme Court cases cited:
[1] CrimA 4675/97 Rozov v. State of Israel [1999] IsrSC
53(4) 337.
[2] CrimApp 8087/95 Zada v. State of Israel [1996] IsrSC
50(2) 133.
[3] LCrimA 8600/03 State of Israel v. Sharon [2004] IsrSC
58(1) 748.
[4] LCA 5381/91 Hogla v. Ariel [1992] IsrSC 46(3) 378.
[5] CrimA 5121/98 Yissacharov v. Chief Military Prosecutor
[2006] (2) TakSC 1093; [2006] (1) IsrLR 320.
[6] CrimA 4596/05 Rosenstein v. State of Israel [2005]
(2) IsrLR 232.
[7] HCJ 11339/05 State of Israel v. Beer-Sheba District Court
[2006] (4) TakSC 138; [2006] (2) IsrLR 112.
[8] HCJ 6972/96 Association for Civil Rights in Israel v.
Attorney-General [1997] IsrSC 51(2) 757.
[9] CrimApp 2169/92 Suissa v. State of Israel [1992] IsrSC
46(3) 338.
[10] HCJ 6319/95 Hachmi v. Justice of Tel-Aviv-Jaffa Magistrates
Court [1997] IsrSC 51(3) 750.
[11] CrimA 1497/92 State of Israel v. Tzubari [1993] IsrSC
47(4) 177.
[12] CrimA 196/85 Silberberg v. State of Israel [1990] IsrSC
44(4) 485.
[13] CrimA 139/52 Attorney-General v. Keinan [1953] IsrSC 7(1)
619.
[14] CrimA 112/52 Gabuv v. Attorney-General [1953] IsrSC 7(1)
251.
[15] CrimA 115/82 Muadi v. State of Israel [1984] IsrSC 38(1)
197.
[16] CrimA 7293/97 Jafar v. State of Israel [1998] IsrSC 52(5)
460.
[17] CrimA 1888/02 State of Israel v. McDaid [2002] IsrSC
56(5) 221.
[18] CrimA 556/80 Ali v. State of Israel [1983] IsrSC 37(3)
169.
[19] RT 1966/98 Harari v. State of Israel (unreported decision
of 5 April 1998).
[20] RT 3032/99 Baranes v. State of Israel [2002] IsrSC 56(3)
354.
[21] CrimA 48/54 Irshid v. Attorney-General [1954] IsrSC 8(2)
690.
[22] CrimA 6289/94 Janshvili v. State of Israel [1998] IsrSC
52(2) 157.
[23] CrimA 715/78 Levy v. State of Israel [1979] IsrSC 33(3)
228.
[24] CrimA 124/87 Nafso v. Chief Military Prosecutor [1987]
IsrSC 41(2) 631; IsrSJ 7 263.
[25] CrimA 3967/91 Mazon v. State of Israel [1992] IsrSC 46(3)
168.
[26] FH 3081/91 Kozali v. State of Israel [1991] IsrSC 45(4)
441.
[27] HCJ 5100/94 Public Committee Against Torture v. Government of
Israel [1999] IsrSC 53(4) 817; [1998-9] IsrLR 567.
[28] CrimA 4855/02 State of Israel v. Borovitz [2005] IsrSC
59(6) 776.
[29] CrimFH 4342/97 El Abeid v. State of Israel [1997] IsrSC
51(1) 736.
[30] CrimA 6679/04 Steckler v. State of Israel [2006] (2)
TakSC 1655.
[31] CrimA 3/49 Andelersky v. Attorney-General [1949] IsrSC 2
589.
[32] CrimA 290/59 A v. Attorney-General [1960] IsrSC 14(2)
1489.
[33] CrimA 543/79 Nagar v. State of Israel [1981] IsrSC 35(1)
113.
[34] CrimFH 3391/95 Ben-Ari v. State of Israel [1997] IsrSC
51(2) 377.
[35] CrimA 178/65 Usha v. Attorney-General [1965] IsrSC 19(3)
154.
[36] CrimA 428/72 Ben-Lulu v. State of Israel [1974] IsrSC
28(1) 267.
[37] CrimA 4769/92 Nijam v. State of Israel [1994] (3) TakSC
2183.
[38] CrimA 7595/03 A v. State of Israel [2005] IsrSC 59(1) 1.
[39] CrimA 5225/03 Habbas v. State of Israel [2004] IsrSC
58(2) 25.
[40] CrimA 3338/99 Pakovitz v. State of Israel (unreported).
[41] CrimA 387/83 State of Israel v. Yehudai [1985] IsrSC
39(4) 197.
[42] CrimA 2949/99 Cohen v. State of Israel [2002] IsrSC 56(1)
636.
[43] CrimA 1538/02 A v. State of Israel [2004] IsrSC 58(3)
590.
[44] HCJFH 4601/95 Serrousi v. National Labour Court [1998]
IsrSC 52(4) 817.
[45] CrimFH 4603/97 Meshulam v. State of Israel [1997] IsrSC
51(3) 160.
[46] CrimA 721/80 Turgeman v. State of Israel [1981] IsrSC
35(2) 466.
[47] CrimA 10596/03 Bashirov v. State of Israel (not yet
reported decision of 4 June 2006).
[48] CrimA 5386/05 Alhorti v. State of Israel (not yet
reported decision of 18 May 2006).
[49] CrimA 323/84 Shriki v. State of Israel [1985] IsrSC 39(3)
505.
[50] CrimA 735/80 Cohen v. State of Israel [1981] IsrSC 35(3)
94.
[51] CrimA 6147/92 State of Israel v. Cohen [1994] IsrSC 48(1)
62.
[52] CrimA 190/82 Marcus v. State of Israel [1983] IsrSC 37(1)
225.
[53] CrimA 1242/97 Greenberg v. State of Israel [1998] (1)
TakSC 81.
[54] CrimA 238/89 Askapur v. State of Israel [1989] IsrSC
43(4) 404.
[55] CrimA 378/74 Messer v. State of Israel [1976] IsrSC 30(1)
687.
[56] CrimA 85/80 Katashvili v. State of Israel [1980] IsrSC
34(4) 57.
[57] CrimA 389/73 Ben-Lulu v. State of Israel [1974] IsrSC
28(1) 489.
[58] CrimA 169/74 Kadouri v. State of Israel [1975] IsrSC
29(1) 398.
[59] CrimA 5544/91 Moyal v. State of Israel [1995] (1) TakSC
1343.
[60] CrimA 241/87 Cohen v. State of Israel [1988] IsrSC 42(1)
743.
[61] CrimA 6936/94 Awad v. State of Israel [1996] IsrSC 50(4)
842.
[62] CrimA 312/73 Matzrawa v. State of Israel [1974] IsrSC
28(2) 805.
[63] CrimA 399/72 Menahem v. State of Israel (unreported).
[64] CrimA 450/82 Tripi v. State of Israel [1983] IsrSC 37(2)
589.
[65] CrimA 282/75 Karki v. State of Israel (unreported).
[66] CrimA 34/78 Algul v. State of Israel (unreported).
[67] CrimA 949/80 Shuhami v. State of Israel [1981] IsrSC
35(4) 62.
[68] CrimA 146/81 Al-Sena v. State of Israel [1982] IsrSC
36(2) 500.
[69] CrimA 777/80 Beinashvili v. State of Israel [1983] IsrSC
37(2) 452.
[70] CrimA 533/82 Zakkai v. State of Israel [1984] IsrSC 38(3)
57.
[71] CrimA 788/77 Bader v. State of Israel [1980] IsrSC 34(2)
818.
[72] CrimA 5825/97 Shalom v. State of Israel [2001] IsrSC
55(2) 933.
[73] CrimA 6613/99 Smirk v. State of Israel [2002] IsrSC 56(3)
529.
[74] CrimA 951/80 Kanir v. State of Israel [1981] IsrSC 35(3)
505.
Appeals Court Martial cases
cited:
[75] A 41/01 Chief Military Prosecutor v. Levy (unreported
decision of 6 November 2001).
[76] A 85/80 Cohen v. Chief Military Prosecutor (unreported).
[77] A 190/01 Lahav v. Chief Military Prosecutor (unreported
decision of 1 December 2002).
[78] A 238/02 Britchock v. Chief Military Prosecutor
(unreported decision of 13 January 2003).
[79] A 59/03 Chief Military Prosecutor v. Schulman (unreported
decision of 9 December 2003).
[80] AA 28/03 Chief Military Prosecutor v. Al-Dema (unreported
decision of 15 July 2003).
American cases cited:
[81] Griffin v. California, 380 U.S. 609 (1965).
[82] Opper v. United States, 348 U.S. 84 (1954).
Canadian cases cited:
[83] R. v. Noble [1997] 1. S.C.R. 874.
English cases cited:
[84] R. v. Cowan [1996] QB 373; [1995] 4 All ER 939.
For the applicant — O. Bassok.
For the first respondent — Y. Kostelits, L. Liberman.
For the attorney-general — M. Karshen.
JUDGMENT
Justice E.E.
Levy
Introduction
1. Can the silence of a defendant who is called
to testify in his trial satisfy the requirement of ‘something extra’ for
confessions that he made during his interrogation, in the course of which he
took responsibility for the offences that were attributed to him? That is the
question before us in this appeal.
On 24 Adar II
5765 (4 April 2005) leave was granted to appeal on this issue. Later, because
of the importance of the issue, the attorney-general was joined as an
additional respondent in the appeal. The time has come to make a decision.
The main facts
2. In an indictment that was filed against the
appellant, Corporal Itai Milstein, in the Central District Court Martial, it
was alleged that during his military service he made use of a dangerous drug of
the cannabis type (‘grass’), an offence under s. 7(a) and 7(c) of the Dangerous
Drugs Ordinance [New Version], 5733-1973.
During the
trial the appellant denied the offences attributed to him, but when he was
asked to testify, he exercised his right to remain silent. Consequently the
military prosecutor applied to submit as evidence two confessions that he made
during his interrogation (prosecution exhibits 2 and 3), in which he confessed
to several incidents in which he used cannabis-type drugs.
In his confession (prosecution exhibit 2), the
appellant said that from the age of 16 he has been in the habit of using drugs.
The appellant also admitted that after he was conscripted into regular military
service he once made use of a drug (‘grass’) together with a friend. The
appellant even described his feelings after smoking the drug (‘I felt “high,” I
was thirsty’) and also his feeling of regret that he felt as a result of this
act (‘after that use, I said to myself: Why did I do that? I am in the army, in
a combat unit. I hope to become a tank commander’). Moreover the appellant said
that he used the drug after he had not left the base on leave for 21 days, and
he went on to give various details about the method of smoking and the
appearance and smell of the drug.
After it
examined this confession, the District Court Martial came to the conclusion
that it should be given considerable weight, in view of the many indications of
truth that it revealed. In its words:
‘A reading of
the defendant’s confession (prosecution exhibit 2) shows that we are dealing
with a well-ordered confession from a chronological point of view, and one that
is intelligible, complete and logical. The defendant includes his descriptions
of events from the time when he was 16 years old until the time of the
interrogation… Moreover, his confession is very detailed; it gives a detailed
description of the manner in which he used drugs, including an explanation of
the various methods of using cannabis. The defendant gives details of his
feelings after he used the drug, the reasons that led him to use the drug
during his military service, and finally he expressed regret at the deed… The
concern that the confession may be false is also reduced because the defendant
chose in his confession not to mention the names of the persons who supplied
him the drugs or the name of the person with whom he made use of the drug
during his military service. The defendant also knew how to say, in his
defence, that he never bought drugs himself or had possession of drugs at home…
From this we can see that the defendant’s replies in his interrogation were
well thought out and it is clear that they were not given lightly or because of
a hidden ulterior motive or pressure’ (p. 4 of the verdict).
The court
martial discussed how the concern that a confession may be false is also not
significant in this case because of an additional reason, and that is a
memorandum (prosecution exhibit 5) that was made by the interrogator, in which
it says that ‘the interrogation took place in a good atmosphere with full
cooperation on the part of the suspect.’ The court martial also emphasized that
the appellant did not make any claim or complaint in his interrogation and that
‘he did not act in an unusual manner during his interrogation, even though
during the interrogation he shed a tear or two’ (p. 4 of the verdict).
Later the
court martial turned to consider whether there was ‘something extra’ that might
provide the support required for this confession. It was held that the
appellant’s silence in the trial could satisfy this requirement, since he did
not take the trouble to give any reason for his refusal to testify, and not
even the smallest piece of evidence was brought before the court martial to indicate
that the confessions were made under any pressure that he experienced.
Therefore it was held that ‘It was to be expected that a defendant who wishes
to deny his confession will take proper steps to persuade the court martial of
the truth of his later story’ (ibid.), something that the appellant did not do. Later, in view of his
conviction, the court martial sentenced the appellant to 20 days actual
imprisonment and a two month suspended sentence.
3. The appellant, who was not reconciled to his
conviction, brought his case before the Appeals Court Martial, and he claimed
that the support required for his confessions in the interrogation should not
be inferred from his silence. With regard to this, counsel for the appellant
raised a broader argument. According to him, the very possibility of reaching
incriminating inferences from the silence of a defendant is likely to undermine
the presumption of innocence and the right of defendants to remain silent, and
it may also impose on them the burden of proving their innocence.
The Appeals
Court Martial rejected these arguments. It held that according to what was
stated in s. 162 of the Criminal Procedure Law [Consolidated Version],
5742-1982 (hereafter: ‘the Criminal Procedure Law’), if a defendant refrains from
testifying in his defence, this may serve as support for the prosecution’s
evidence and even serve as corroboration for it. Therefore, a fortiori it was held
that there was nothing to prevent the silence of the defendant also
constituting ‘something extra’ for his confession in the interrogation.
Moreover, the Appeals Court Martial held that a defendant who chooses to remain
silent during his trial expresses consent to the charges brought against him by
his conduct, and therefore there is nothing wrong in the possibility of
attributing to this choice an incriminating probative significance. Finally it
was held that drawing incriminating inferences from the silence of a defendant
in a criminal trial does not derogate from the right of silence that the law
gives him, nor does it impose upon him the burden of proving his innocence,
since this burden remains the duty of the prosecution authorities, who are
required to prove the guilt of the defendant beyond all reasonable doubt.
The Appeals
Court Martial relied in its judgment on a series of rulings it had made in the
past, in which it was held that the silence of a defendant may serve, in
appropriate circumstances, as ‘something extra’ for a confession that was made
out of court. In one of those rulings (A 41/01 Chief Military Prosecutor v. Levy [75], which
was cited at length in the judgment of the Appeals Court Martial, the following
was said:
‘The concern
that there may be an “internal pressure” that leads a defendant to refrain from
testifying in the court is not consistent with his pleading not guilty to the
charges, since the significance of pleading not guilty is, in practice, that
the defendant retracts his confession that he made out of court.
It may be
imagined that someone who “commits suicide by his confession” will continue
with his “suicidal” approach and also plead guilty to an offence that he did
not commit. And if the defendant decides to change his policy and defend
himself against the charge brought against him, there is, as a rule, no reason why
he should not take his place on the witness stand and tell his story…
If it really
was a case of “internal pressure” arising from the inner world of the defendant
or from other external causes, it is hard to believe that the defendant would
have been able to retract his confession in the interrogation and deny the
charges in court’ (ibid. [75], at p.
21 of the judgment).
For other
decisions in the same vein, which testify to the strong hold that this ruling
has in the courts martial, see also A 85/80 Cohen v. Chief Military Prosecutor [76]; A
190/01 Lahav v.
Chief Military Prosecutor [77]; A 238/02 Britchock v. Chief Military Prosecutor [78]; A 59/03
Chief Military Prosecutor v.
Schulman [79]; AA 28/03 Chief Military Prosecutor v. Al-Dema [80].
For the sake
of completeness I will add that the appellant’s appeal against his sentence was
allowed, and it was held that he would serve the sentence that was handed down
to him in the form of military labour and not behind bars.
The arguments of the parties
4. The parties set out at length their positions
on the question under discussion. They attached to their pleadings many
appendices and references to Israeli case law and foreign case law, learned articles
and provisions of statute. The following, in a nutshell, is a summary of the
arguments.
Learned
counsel for the appellant, Adv. Or Bassok, is of the opinion that the
additional probative requirement of ‘something extra’ for a defendant’s
confession — as opposed to the additional requirement of ‘support’ —
should be external and separate from the confession, and therefore the silence
of a defendant in his trial cannot satisfy this requirement. He argued that the
defendant’s silence at the trial, which took place after he confessed during
the interrogation that he committed the offences attributed to him, does not
necessarily indicate that he was involved in those offences, but it may derive
from a series of other reasons, which do not indicate his guilt. For all these
reasons learned counsel for the defence expressed his opinion that the
assumption that a person who is innocent will defend himself in a positive
manner against the charges levelled at him by giving testimony in court is a
speculative and unfounded assumption. Moreover he argued that the rulings made
by the courts martial are based on an erroneous assumption that only defendants
who are actually guilty exercise their right to remain silent, whereas innocent
defendants will not hesitate to make a positive statement of their innocence
during the trial.
He also
emphasized that the provisions of s. 162 of the Criminal Procedure Law, which
state that if a defendant refrains from giving testimony, this may serve as
‘support’ or ‘corroboration’ for the prosecution evidence, do not address the
additional requirement of ‘something extra’ at all. Consequently, according to
the outlook of learned counsel for the defence, it is not possible to extend s.
162 by means of interpretation, since had the legislature intended to include
‘something extra,’ it would have said so expressly. He also argues that the
outlook that regards ‘support’ as a stricter probative requirement than
‘something extra’ is erroneous, since the difference between ‘support’ and
‘something extra’ is a qualitative difference and not a quantitative one. On
the basis of all this, counsel for the appellant is of the opinion that the
conclusion reached by the Appeals Court Martial, according to which the refusal
of a defendant to testify may serve as ‘something extra’ for his confession, is
an erroneous conclusion, both because it negates the difference between
‘support’ and ‘something extra’ and makes them into one, and also because it
undermines the purpose for which the courts require a confession of a defendant
to be supplemented by ‘something extra.’ Such an interpretation, so counsel for
the defence believes, is also required by the Basic Laws and by the desire to
protect the basic rights of defendants in a criminal trial.
An additional
line of argument presented by counsel for the appellant concerns the alleged
undermining of the presumption of innocence and the right to silence of
defendants in criminal proceedings caused by the ruling which is the subject of
this appeal. He argues that a finding that a refusal of a defendant to testify
may serve as evidence against him undermines the presumption of innocence and
the rule that the burden of proof rests with the prosecution authorities, since
they are no longer required to discharge the burden of proving guilt
independently, and from now they can also rely on the defendant for this. Such
a situation, in the opinion of counsel for the defence, is also likely to make
the right to remain silent meaningless, since the very threat of the
possibility of making use of silence as incriminating evidence will compel the defendant
to waive this right and to testify even when he does not wish to do so.
5. In the opinion of the attorney-general —
which was submitted in consultation with the chief military prosecutor —
the following position was presented: the provisions of s. 162 of the Criminal
Procedure Law, which make it possible to infer from the defendant’s silence
‘support’ or ‘corroboration’ for the weight of the prosecution’s evidence, can
serve as a legal source for regarding this silence also as ‘something extra’
for a confession that the defendant made during his interrogation. The
respondents also think that the possibility of regarding the defendant’s
silence as ‘something extra’ for his confessions does not undermine either the
presumption of innocence or the right to remain silent, since it does not
compel the defendant to abandon the right to remain silent and testify in his
trial.
Notwithstanding,
the respondents did not hide their opinion that the possibility of regarding
silence as ‘something extra’ for a confession may give rise to a difficulty
because of the concern of false confessions, and in their arguments they even
expressly admitted that ‘there may be cases in which a defendant, who took
responsibility in a police interrogation for carrying out an offence that he
did not commit, will deny the charges but choose not to testify in his own
defence’ (para. 44 of the attorney-general’s arguments). In view of this
recognition, the attorney-general also issued a guideline to the prosecution
authorities to act with caution before filing indictments that are based solely
on the confession of a suspect in an interrogation. This guideline, which was
attached to the respondent’s arguments, says the following:
‘a. As a rule, indictments should not be filed on
the basis of out of court confessions if the evidence collected during the
investigation does not contain “something extra” to strengthen those
confessions. In exceptional cases it will be possible to file an indictment in
such circumstances, but only with the approval of the state attorney or the
chief military attorney as applicable.
b. In so far as the question will arise in the
trial, because the ‘something extra’ that was contained in the investigation
material was undermined during the trial, as a rule the prosecution should not
request the court to regard the refusal of the defendant to testify as
“something extra,” except in special cases, in which the confession itself is
complete, detailed and convincing, and all the circumstances surrounding it
remove all reasonable doubt that it was not made freely and willingly or that
it was made as a result of some kind of “internal pressure,” and even then it
requires the approval of the district attorney or the attorney of the relevant
command as applicable’ (para. 4 of the attorney-general’s arguments).
Notwithstanding
the aforesaid, the respondents are of the opinion that there is no basis for introducing
a rule that will create a sweeping prohibition against treating a defendant’s
silence as ‘something extra’ for his confession, and in their opinion the
courts should be given discretion to determine on a case by case basis — in
view of the nature of the confession — whether the silence of the
defendant can be regarded as ‘something extra’ or not.
Deliberations
6. The question before us in this appeal requires
us to consider the importance of defendants’ confessions as a means of
discovering the truth and doing justice, the concerns that accompany such
confessions and the nature of the probative requirement of ‘something extra’
that is needed where the conviction of a defendant is based solely on a
confession that was made by him during his interrogation.
The probative significance of
the right to remain silent
7. It will be recalled that a considerable part
of the appeal was devoted to the argument that the possibility of giving the
silence of defendants an incriminating probative significance undermines the
right to remain silent, the presumption of innocence and the rule that provides
that in criminal law the burden of proof rests with the prosecution and not
with the defendant.
There is no
need to elaborate on the importance of the presumption of innocence and the
right to remain silent in a criminal trial. According to the presumption of
innocence, which is one of the basic principles of criminal law, we assume that
‘a person — every person — has a presumption of innocence
from felonies and misdemeanours as long as the contrary has not been proved’
(CrimA 4675/97 Rozov v.
State of Israel [1], at p. 369; see also CrimApp 8087/95 Zada v. State of Israel [2], at p. 145). The
practical significance of this presumption is that the burden of rebutting it
rests with the prosecution authorities, and it will succeed in doing this only
when it proves the defendant’s guilt beyond reasonable doubt (s. 34V(a) of the
Penal Law). Nothing less will suffice. In this sense it is possible to see the
right to remain silent also as one of the aspects of the presumption of innocence.
According to this right, which is enshrined in s. 161 of the Criminal Procedure
Law, a defendant cannot be compelled to defend himself in a positive manner
against the charges brought against him, and therefore he is not obliged to
testify during his trial or answer questions that are asked in the course of an
investigation that is being conducted against him, when the answers to these
questions may incriminate him (see LCrimA 8600/03 State of Israel v. Sharon [3], at pp.
756-757; LCA 5381/91 Hogla v. Ariel [4], at p. 381). This shows another aspect of the
strong status of the presumption of innocence, because legal systems that give
defendants a right to remain silent do not compel them to disclose
incriminating information that is in their possession, and the burden of
proving guilt remains with the prosecution authorities alone.
8. Thus we see that the presumption of innocence
and the right to remain silent are two of the foundations on which our criminal
law is based. They also constitute an integral part of the right of a defendant
to a fair trial (see CrimA 5121/98 Yissacharov v. Chief Military Prosecutor [5], at
para. 66; CrimA 4596/05 Rosenstein v. State of Israel [6], at para. 53; HCJ 11339/05 State of Israel v. Beer-Sheba
District Court [7], at para. 24). They are directly connected with the principles of
fairness, justice and liberty (HCJ 6972/96 Association for Civil Rights in Israel v.
Attorney-General [8], at p. 783). They reflect a recognition of the huge disparity of
forces between the state, in its capacity as prosecutor, and the defendant
standing trial. They impose on the state the burden of justifying the violation
of human rights that is caused as a result of the conviction and sentencing of
defendants. They reduce the risk of mistakenly convicting an innocent person.
Therefore some authorities regard them as constitutional rights that are
derived from the Basic Law: Human Dignity and Liberty (CrimApp 2169/92 Suissa v. State of Israel [9], at p.
342; HCJ 6319/95 Hachmi v.
Justice of Tel-Aviv-Jaffa Magistrates Court [10], at p. 755; A. Barak,
‘The Constitutionalism of the Legal System following the Basic Laws and its
Ramifications on (Substantive and Procedural) Criminal Law,’ 13 Bar-Ilan Law Studies (Mehkarei
Mishpat) 5 (1996), at p. 23; D. Bein, ‘The Constitutional Protection of the Presumption
of Innocence, 22 Tel-Aviv
University Law Review (Iyyunei Mishpat) 11 (1999); M. Lindenstrauss, ‘The Presumption of Innocence’
in Israeli Law and American Law — Selected Topics (1999), at pp. 5-7, 112-113;
R. Kitai, ‘The Importance of a Positive Presumption of Innocence, its Role and
Nature in the Proceedings Prior to the Verdict in Criminal Trials,’ 3 Alei Mishpat 405 (2004),
at p. 444; R. Kitai, ‘Protecting the Guilty,’ 6 Buff. Crim. L. Rev. 1163 (2004).
Prof. Dennis
discussed the relationship between the presumption of innocence and the right
to remain silent, on the one hand, and the values of human liberty and dignity
and the relationship between the individual and the state, on the other:
‘It is for
the prosecution to prove the accused’s guilt and not for the accused to prove
innocence. According to the theory the fundamental rule concerning the burden
and standard of proof in criminal cases expresses more than a bare rule of
decision for the court in situations of uncertainty, and more than a rule about
the allocation of the risks of misdecision. In addition it makes a political
statement about the relationship between the state and the citizen’ (I.H.
Dennis, ‘Instrumental Protection, Human Right or Functional Necessity?
Reassessing the Privilege against Self-Incrimination,’ 54 Cambridge L.J. 342 (1995),
at p. 353).
The appellant
is of the opinion that the possibility of attributing probative significance to
the silence of a defendant undermines the status of the right to remain silent
and the presumption of innocence, in that it allows the prosecution authorities
to use the defendant as a means of obtaining incriminating evidence. Thereby,
in the appellant’s opinion, the burden of proof is moved from the prosecution
to the defendant.
9. This question, which has proved fertile ground
for legal literature, is broader that the scope of the dispute addressed by
this appeal and it is not limited merely to the question of the status of a
defendant’s confession in an interrogation and the nature of the additional
probative requirement that it needs. There is no doubt that the possibility of
drawing incriminating inferences from the silence of a defendant may induce
defendants to waive this right and encourage them to testify with regard to the
charges against them, but there are important considerations, both for and
against, with regard to the question whether this policy should be adopted and
the defendant should pay a price for his silence which will happen if we allow
the courts to draw incriminating inferences from the use of this right.
Those who
oppose the drawing of such inferences hold that the mere threat that hovers
over the defendant that his silence may strengthen the prosecution’s evidence
will place him under pressure and thereby compel him to waive the right to
remain silent. Those who hold this position claim that such a situation moves
the burden of proof to the defendant and even turns him into a source of
incriminating evidence. This was what G.W. O’Reilly meant when he claimed that
drawing inferences from the defendant’s silence also limits his freedom of
choice when he comes to decide how to conduct his defence:
‘It also
diminishes the accusatorial system’s protection of individual autonomy and free
choice because, when suspected of a crime, individuals are no longer free to
choose whether or not to provide the government with evidence to aid in
securing their own conviction; they are bound to do so or face an inference of
their guilt’ (G.W. O’Reilly, ‘England Limits the Right to Silence and Moves
Towards an Inquisitorial System of Justice,’ 85 J. Crim. L. & Criminology 402 (1994),
at p. 451).
(See also the
position of Dr S. Easton in her book The Case for the Right to Silence (second
edition, 1998), at pp. 180-181; C.A. Chase, ‘Hearing the “Sounds of Silence” in
Criminal Trials: A Look at Recent British Law Reforms With an Eye Toward
Reforming the American Criminal Justice System,’ 44 Kan. L. Rev. 929 (1996), at pp. 942-946).
Another opinion holds that the right to silence is a means of doing justice and
not a value in itself. According to this approach, the possibility of drawing
incriminating inferences from the defendant’s silence will make it difficult to
achieve the main goal of arriving at the truth, because it will provide an
incentive for defendants to give false testimony instead of
availing themselves of the right to silence, which will require the courts to
distinguish between true testimony and false testimony, despite the risk of
error to which this gives rise. An absolute right to remain silent, without any
possibility of drawing inferences that are unfavourable to the defendant from
his use of this right, is therefore, according to this approach, a tool that
will make it possible to distinguish between innocent defendants and guilty
defendants (D.J. Seidmann & A. Stein, ‘The Right to Silence Helps the
Innocent: A Game-Theoretic Analysis of the Fifth Amendment Privilege,’ 114 Harv. L. Rev. 430 (2000)).
On the basis
of these outlooks, which have been adopted in American law, the United States
Supreme Court has held in the well-known case of Griffin v. California [81], at p. 615, and in a
host of later cases that no probative inferences of any kind should be drawn
from the silence of a defendant in a trial. The court there also emphasized the
lofty status of the privilege against self-incrimination as a constitutional
right that is enshrined in the Fifth Amendment to the Constitution, and it held
that drawing inferences from the silence of the defendant is tantamount to
imposing a sanction on his exercising this constitutional right. The Supreme
Court of Canada has also held, on the basis of the same outlook, that no
adverse inference should be drawn from the silence of the defendant, because
this would violate the right to remain silent that is enshrined in section 11
of the Canadian Charter of Rights and Freedoms (R. v. Noble [83]).
10. But
this outlook has not been accepted in the Israeli legal system. According to
the outlook prevailing in Israel, the right to remain silent is not violated
even if the court is permitted to draw inferences from the defendant’s decision
to realize this right. Admittedly the defendant is free to decide whether to
testify or to remain silent. We do not compel the defendant to testify. ‘The
defendant who remains silent — as opposed to the witness who remains
silent — acts within the framework of the law; but the court has the power
to interpret his conduct in accordance with its impression and understanding’
(CrimA 1497/92 State of
Israel v. Tzubari [11], at p. 203). This outlook is also consistent with the general
provision of s. 53 of the Evidence Ordinance [New Version], 5731-1971, that
‘The reliability of witnesses is a matter for the court to decide in accordance
with the witnesses’ conduct, the circumstances of the case and the indications
of truth that are revealed during the trial,’ since the silence of the
defendant, like all other conduct, may also be a source for the court forming
an impression of the defendant. My colleague, President Barak, has also
expressed his outlook that the possibility of drawing inferences that are
unfavourable to a defendant who remains silent does not violate his
constitutional right:
‘The right to
remain silent is a part of human dignity, in the sense that a person should not
be compelled to testify, but it would appear that human dignity is not violated
if we draw an unfavourable inference from his remaining silent’ (A. Barak,
‘Human Dignity as a Constitutional Right,’ 41 HaPraklit 271 (1994), at p. 285).
With regard
to the English legal system, which also allows adverse inferences to be drawn
from the defendant’s silence, Prof. Ingraham has expressed the opinion that the
possibility of drawing inferences from the defendant’s silence is consistent
with the presumption of innocence and does not transfer the burden of proof to
the defendant:
‘The jury is
not compelled to draw the inference of guilt; the law does not create a
presumption of guilt, which becomes conclusive on the failure of the defendant
to offer rebuttal evidence’ (B.L Ingraham, ‘The Right of Silence, the
Presumption of Proof, and a Modest Proposal: A Reply to O’Reilly,’ 86 J. Crim. L. & Criminology 559 (1996),
at p. 591).
Prof. Dennis expressed
a similar opinion in his article cited above. According to his outlook, the
possibility that the silence of the defendant will give rise to probative
inferences is also dictated by logic, since where there is incriminating
evidence against the defendant and he refuses to offer an innocent explanation
for that evidence, it may be assumed that such an explanation simply does not
exist. Dennis is also of the opinion that such an outcome is also consistent
with the burden of proof required in criminal cases:
‘The legal
burden of proof is not reversed by the restriction of the right to silence; if
the tribunal of fact is left with a reasonable doubt after consideration of all
the evidence the accused must be given the benefit of it. It is not for the
accused to “prove” innocence’ (Dennis, ‘Instrumental Protection, Human Right or
Functional Necessity? Reassessing the Privilege against Self-Incrimination,’ supra, at p. 355).
See also in
this context the position of E. Gross, ‘The Right Not to Incriminate Oneself —
Is It Really a Landmark in the Struggle of Enlightened Man for Progress?’ 7 Bar-Ilan Law Studies (Mehkarei
Mishpat) 167 (1989), at pp. 188-190. This outlook has also been expressly
recognized in statute, and in 1976 the Criminal Procedure Law was amended by
adding the provision now found in s. 162, which provides the following:
|
‘Silence of the defendant |
162. (a) A refusal of the defendant to
testify may serve as support for the weight of the prosecution’s evidence and
as corroboration for the prosecution’s evidence where it requires
corroboration, but it shall not serve as corroboration for the purpose of
section 11 of the Rules of Evidence Amendment (Protection of Children) Law,
5715-1955, or for the purpose of section 20(d) of the Interrogation
Procedures and Testimony of Persons with Disabilities Law. (b) …’ |
This court
has held in a host of cases that this provision is consistent with experience,
since ‘an innocent man is not only willing to testify, but he is happy for the
opportunity to enter the witness box and refute the incriminating evidence,
which he claims is false’ (CrimA 196/85 Silberberg v. State of Israel [12], at p.
525). The source of this approach can be found in the time of one of the
greatest legal thinkers, Jeremy Bentham, and his famous statement —
‘Innocence
claims the right of speaking, as guilt invokes the privilege of silence’ (J.
Bentham, A Treatise on
Judicial Evidence (London, 1825), at p. 241).
This gives
rise to the outlook that the defendant’s decision to remain silent rather than
to try and make a positive declaration of his innocence ‘may imply that his
conscience recognizes that he is guilty’ (CrimA 139/52 Attorney-General v. Keinan [13], at p.
644).
11. It
is not superfluous to point out that the provisions of s. 162 do not make it
possible to regard silence as evidence with an independent weight of its own.
It is clear that a conviction of a defendant cannot be based solely on the
silence of the defendant: silence is not the same as a confession. The
provision was also not designed to allow the prosecution to extract from the
defendant new incriminating evidence ex nihilo. All that the provision was
intended to do is to allow the court to regard silence, in the appropriate
cases, as additional support for the existing evidence that was assembled by
the investigation authorities (see the remarks of Justice Sussman in CrimA
112/52 Gabuv v.
Attorney-General [14], at p. 254). Moreover, the provisions of s. 162 do not require the trial court to regard the
silence of the defendant as support or corroboration for the prosecution
evidence. All that the provision says is that in appropriate circumstances the
silence of the defendant may corroborate or support the prosecution’s evidence, and there may
certainly be cases — as has happened on more than one occasion —
where it was found that it would not be right for the defendant’s silence to
strengthen the incriminating evidence assembled in his case, since we recognize
that there may be cases in which the defendant’s silence is the result of
innocent motives and does not indicate his guilt. Thus, for example, in several
cases it was held that where the defendant’s silence is intended to shield a
person close to him that was also involved in the criminal enterprise, it is
possible that his silence has no probative value (see, for example, CrimA
115/82 Muadi v.
State of Israel [15], at p. 234; CrimA 7293/97 Jafar v. State of Israel [16], at pp.
474-475; CrimA 1888/02 State of Israel v. McDaid [17], at p. 231). There may of course be additional
cases, with their own special circumstances.
This outlook,
which makes it possible to regard silence as support for the evidence presented
by the prosecution, was also adopted by English law more than a decade ago in
the Criminal Justice and Public Order Act 1994. Section 35 of that law, which
introduced a major normative change in the attitude of the courts to the
silence of a defendant, also provided that the silence of a defendant may have
probative value in determining his guilt:
‘(3) Where
this subsection applies, the court or jury, in determining whether the accused
is guilty of the offence charged, may draw such inferences as appear proper
from the failure of the accused to give evidence or his refusal, without good
cause, to answer any question.’
Immediately
thereafter, in the same section, it was clarified that this provision does not
oblige defendants to testify during the trial, and that a defendant who chooses
to remain silent does not commit any offence by doing so:
‘(4) This
section does not render the accused compellable to give evidence on his own
behalf, and he shall accordingly not be guilty of contempt of court by reason
of a failure to do so.’
Lord Taylor
also held in R. v. Cowan [84], at p.
378, which was cited at length by the Appeals Court Martial, that the
possibility of drawing incriminating inferences from the defendant’s silence
does not violate the right to remain silent:
‘It should be
made clear that the right of silence remains. It is not abolished by the
section; on the contrary, subsection (4) expressly preserves it.’
The argument
that this arrangement undermines the presumption of innocence was also rejected
in that case, at p. 379:
‘Thus the
court or jury is prohibited from convicting solely because of an inference
drawn from the defendant’s silence… the burden of proving guilt to the required
standard remains on the prosecution throughout. The effect of section 35 is
that the court or jury may regard the inference from failure to testify as, in
effect, a further evidential factor in support of the prosecution case. It
cannot be the only factor to justify a conviction and the totality of the
evidence must prove guilt beyond reasonable doubt.’
12. If I
have discussed these matters at some length, it was because of the elevated
status of the right to remain silent in our legal system. But from reading the
aforesaid, there cannot be any doubt that the question whether it is possible
to draw adverse inferences from the silence of a defendant has been decided in
Israeli law, in s. 162 of the Criminal Procedure Law. This provision is
unambiguous. It makes it possible to regard silence as corroboration or support
for the prosecution’s evidence, and therefore it also constitutes the premise
for our deliberations. Within the framework of this appeal we were not even
asked to examine the legality or constitutional of this provision. Therefore I
also see no reason to make a decision regarding the various approaches that
exist on this issue. The question that we need to examine is therefore a narrow
one. We need to examine whether it is right to interpret the provisions of s.
162 so that it allows us to regard the silence of a defendant not only as
‘corroboration’ and ‘support,’ but also as ‘something extra’ for a defendant’s
confession, even though the provision does not expressly address this type of
probative requirement.
As we shall
clarify below, there are in my opinion good reasons for holding that the
defendant’s silence should not be capable of constituting ‘something extra’ for his confession,
unless the conditions that I shall discuss below are satisfied.
On defendants’ confessions
13. A
defendant’s confession that he committed the offence attributed to him plays a
central role in our laws of evidence. The reason for this is clear, since, as a
rule, the defendant is the person who knows better than anyone else whether the
charges levelled at him are true. Moreover, the assumption is that in the
ordinary course of events a person does not portray himself as a criminal, in
the sense that a person does not confess to an offence that he did not commit,
and therefore there is a nucleus of truth in what he says. This is why the
legal system attributes prima facie credibility to defendants’ confessions. This approach has led to a
situation in which the interrogations of defendants have often focused on
attempts to extract confessions that implicate them in criminal acts, and these
were subsequently, during the trial, submitted as incriminating evidence
against them. This has also led to the fact that in our legal system it is
possible to base a conviction of a defendant on a confession that he made during his trial alone (see
s. 154 of the Criminal Procedure Law).
Moreover, the
legal system practised in Israel makes it possible to submit in evidence
confessions that were made by the defendant even during his interrogation, as an exception to the rule
prohibiting hearsay. The assumption is that such a confession goes against the
interests of the person making it, and it may be assumed that he would not
accept responsibility for an act that he did not commit (see also P. Murphy, Murphy on Evidence (Oxford,
ninth edition, 2005), at p. 258). Notwithstanding, the status of these
confessions is different from that of confessions made by the defendant during
his trial, and they must be supported by ‘something extra’ in order to bring
about the conviction of a defendant. The idea underlying this requirement is
that confessions that come before the trial court in written form were not made
before the watchful eyes of the courts and in such circumstances it is not
possible to form an impression of the circumstances in which they were made,
nor is it possible to examine the person who made the confession, which makes
it difficult to evaluate the weight that should be given to such evidence
(CrimA 556/80 Ali v. State
of Israel [18], at pp. 185-186). This difficulty is further increased in view of
the experience that has been accumulated in our legal system, as well as in
foreign legal systems, which has shown that in reality there are indeed cases
in which persons under interrogation have admitted committing offences that
they never committed at all. The outlook that may have been accepted in the
past — that a person never accepts responsibility for acts that he did not
commit — is no longer accepted as absolutely correct. Regrettably, even in
Israel there have been several cases in which convictions that were based on
confessions made by suspects during their interrogations have been found to be
erroneous (RT 1966/98 Harari v. State of Israel [19]; RT 3032/99 Baranes v. State of Israel [20]). In
order to deal with these phenomena, a commission was appointed, with Justice E.
Goldberg as chairman, and this commission published its conclusions in 1994
(see the report of the Commission concerning Convictions Based Solely on a
Confession and concerning the Grounds for a Retrial (1994) (hereafter —
‘the Goldberg Commission report’)). On this subject we have also been blessed
with thought-provoking literature (see M. Kremnitzer, ‘Conviction on the Basis
of a Confession — Is There a Danger in Israel of Convicting Innocents?’ 1 HaMishpat 205 (1993);
U. Struzman, ‘Protecting the Suspect against False Confessions,’ 1 HaMishpat 217 (1993);
A. Bendor, ‘Taking a Defendant’s Confessions and its Admissibility — Purposes,
Methods and What Lies In-Between,’ 6 Israel Journal of Criminal Justice (Plilim) 245 (1996);
D. Dorner, ‘The Queen of Evidence v. Tarak Nujeidat — On the Danger of
False Confessions and How to Deal with It,’ 95 HaSanegor 5 (2005); B. Sangero, ‘The
Confession as a Basis for a Conviction — “Queen of Evidence” or Empress of
False Convictions,’ 4 Alei Mishpat 245 (2005)).
14. There
are many factors that lead to false confessions, but they may be classified
into two categories. The main concern relates to false confessions made by
suspects who were subjected to improper interrogation practices, such as
violence, physical coercion or unfair psychological pressure, and who were
induced by these to confess to something they had not done. As is well known,
the arrangement that is designed to deal with circumstances such as these is
found in s. 12 of the Evidence Ordinance, which provides that a confession made
out of court will be admissible ‘only if the prosecutor brings testimony
concerning the circumstances in which the confession was made and the court
sees that the confession was free and voluntary.’ This section 12, which has
been considered extensively in the case law of this court, is not relevant in
the present case, in which it has not been claimed that the appellant’s
confessions were not made of his own free will.
But that is
not all. There is an additional concern that the defendant will make a false
confession during his interrogation of his own free will, even in cases where
the interrogation was conducted in a proper manner and without any of those
external coercions that are addressed by the rule of admissibility in s. 12 of
the Evidence Ordinance being used against him. This court has recognized in a
whole host of cases the possibility that even subjective pressure and internal
tension may result in the person under interrogation breaking down and
‘committing suicide’ in his confession (CrimA 48/54 Irshid v. Attorney-General [21], at p.
691). ‘It is the law that a confession is always accompanied by a concern that
perhaps the person making the confession had a reason for taking responsibility
for an act that he did not commit, even when the concern is unclear and not
apparent’ (CrimA 6289/94 Janshvili v. State of Israel [22], at p. 176; see also CrimA
715/78 Levy v. State
of Israel [23], at p. 234; CrimA 124/87 Nafso v. Chief Military Prosecutor [24], at p.
635 {266}; CrimA 3967/91 Mazon v. State of Israel [25], at p. 171; FH 3081/91 Kozali v. State of Israel [26], at p.
448).
The Goldberg
Commission report listed three categories of factors that cause persons who are
under internal pressure to make false confessions:
‘The first
category contains those false confessions that are made because of the
personality type of the person under interrogation. The person under
interrogation does not distinguish between fantasy and reality, he thinks that
by confessing he will “atone” for improper conduct in the past (whether true or
imaginary), or he has a tendency towards self-destruction because of general
and unfocused feelings of guilt, and he is one of those “troubled depressed
persons that look forward to death, who stick knives in themselves and throw
themselves from the rooftops’ (Maimonides, Hilechot Sanhedrin, 18, 6)…
The second
category contains those false confessions that are made because of the
influence of the interrogation or the arrest on the person under interrogation.
This group includes persons under interrogation who, because of their inability
to withstand the pressure of the interrogation from an emotional viewpoint,
wish to put an end to it, sometimes in the belief that in the trial they will
prove their innocence. There are cases where a person under interrogation is
prepared for these reasons to confess to a less serious offence than the one of
which he is suspected, out of considerations of short-term relief…
The third
category contains those false confessions that are made because of social
considerations and pressures: the desire to shield the true offender, family
reasons (‘family honour’), solidarity with the true offender, belonging to the
criminal classes and sometimes pressure from the real offender; the desire to
become famous or notorious, or to be admitted into a criminal organization;
taking the whole blame in order not to be labelled as an informer’ (ibid., at pp. 9-10).
The
commission recognized that every person who is interrogated has his own
personality type. Therefore persons who are interrogated respond and conduct
themselves differently during the interrogation; ‘every person under
interrogation has a personal “breaking point,” according to his personality and
his ability to call upon emotional strengths in order to withstand conditions
of pressure’ (ibid., at p. 8).
The commission also warned that the danger that a defendant would accept
responsibility for an offence that he did not commit was greater precisely for
someone who was being interrogated for the first time, did not belong to the
criminal classes and had no experience of arrest (ibid.). Legal and psychological
literature has suggested a whole host of other possible reasons for false
confessions that are unrelated to the use of improper interrogation practices,
including the defendant’s distorted perception of reality; attempts to please
the interrogators and win their sympathy; emotional or mental disabilities,
etc. (R. Kitai-Sangero, ‘Silence as Admission: On the Erroneous Approach to
Silence in the Court as Something Extra for a Confession in an Interrogation,’
18 Law and Army 31 (2005),
at pp. 38-39).
15. Admittedly,
a false confession appears prima facie to be an irrational form of conduct. But we must reiterate that persons
under interrogation are not homogeneous. Not all persons under interrogation
act in the manner that we would expect a reasonable and thinking person to act.
An interrogation places the person under interrogation in a threatening
situation with which he is usually unfamiliar. This is inherently a coercive
situation, which subjects the person under interrogation to many pressures,
particularly because of the threat hovering over him that he may be found
guilty and punished. It is not without justification that it was held that an
interrogation, ‘even if it does not involve the use of physical measures,
violates the liberty of the person under interrogation. It sometimes violates
his dignity and his privacy’ (HCJ 5100/94 Public Committee Against Torture v. Government
of Israel [27], at p. 831 {584}); ‘granting the authority to conduct a criminal
investigation gives power, and it therefore involves a danger of a violation of
the privacy, dignity, liberty and property of persons under interrogation’
(CrimA 4855/02 State of
Israel v. Borovitz [28], at para. 48); elsewhere it was said that ‘any investigation,
even if it is the most reasonable and fairest investigation of all, places the
person under interrogation in embarrassing situations, burdens him, pries into
his private concerns, invades his innermost recesses and places him under
serious emotional pressure’ (Y. Kedmi, On Evidence (part 1, 1999), at p. 38). In
view of all this, some authorities have gone so far as to claim that a false
confession is in certain circumstances a normal reaction to an abnormal situation
in which persons under interrogation are placed:
‘The false
confession is not the product of a diseased mind, different in kind from a
normal mind, but is simply an extreme manifestation of quite “normal” and
understandable behavior’ (C.J. Ayling, ‘Corroborating Confessions: An Empirical
Analysis of Legal Safeguards against False Confessions, 1984 Wis. L. Rev. 1121, at p.
1157).
For further
discussion of the factors that cause false confessions, see G.H. Gudjonsson, The Psychology of
Interrogations, Confessions and Testimony (Chichester, 1992); W.S.
White, ‘False Confessions and the Constitution: Safeguards against
Untrustworthy Confessions,’ 32 Harv. C.R.-C.L. L. Rev. 105 (1997), at p. 108. A similar position was
expressed by Justice D. Dorner, in a minority opinion. According to her, a
confession that was made in an interrogation is suspect evidence that should be
regarded with great caution:
‘A
defendant’s confession is suspect evidence, even if it was made without any
external pressure being exerted on the defendant. The reason for this is that
in the absence of other solid evidence that would prove the guilt of the
defendant even without a confession, making a confession is in many cases an
irrational act, and taking the irrational step of making a confession gives
rise to a suspicion as to whether the confession is true. This suspicion is not
merely theoretical, but it has been proved on more than once occasion by
experience’ (CrimFH 4342/97 El Abeid v. State of Israel [29], at p. 836).
But as I have
said, this position of Justice Dorner remained a minority opinion on that
point, and confessions have always been and remain a very important tool for
discovering the truth. A confession is ‘primus inter pares in the realm of evidence’ (per Justice M. Cheshin in El Abeid v. State of Israel [29], at p.
833). ‘Take confessions and testimonies from the law and you have removed the
heart and soul of justice’ (per Justice T. Strasberg-Cohen, ibid. [29], at p. 855). ‘… the confession has a place of
honour in the hierarchy of evidence in criminal law, and it is an important and
accepted tool in those cases where the court is persuaded that the confession
is a true one’ (per Justice E.
Arbel in CrimA 6679/04 Steckler v. State of Israel [30], at para. 23). But it is
important to clarify that we do not ignore the possibility that defendants will
make false confession during their interrogations. On the contrary, we are
aware of this danger and therefore we are enjoined to examine with great care
the content of the confession before we base the defendant’s conviction on it.
The outlook that ‘a person does not incriminate himself if he is innocent
cannot be accepted as a legal axiom’ (in the words of the Goldberg Commission
report, at p. 6). For this purpose case law has also developed two mechanisms
that seek to prevent miscarriages of justices that may be caused as a result of
relying on false confessions. We will now turn to consider these mechanisms.
Not relying on false
confessions — the internal and external tests
16. There
are two tests — an internal test and an external test — that are
designed to contend with the fear that the defendant made false confessions in
his interrogation. The first test is internal to the confession; according to
this we evaluate the weight of the confession itself in view of the indications
of truth that it reveals. The nature of this test was discussed by my colleague
President Barak in one case, and among the ‘indications of truth’ he listed the
logic or lack of logic in the version of events recounted by the defendant in
his confession, ‘the clarity or confusion of the details contained in it and
other similar indications of common sense that lead a rational person to trust
what someone says,’ and also whether the story is ‘coherent, contains an
internal logic of its own and is complete, or whether the story is confused,
fragmented and has no logical consistency’ (Levy v. State of Israel [23], at pp. 234-235; see
also Kozali v. State of Israel [26], at p.
458). In cases where the trial court finds, in reliance on these criteria, that
the confession does not contain indications of truth, and that it should be
given negligible weight, then it has been held that the defendant should not be
convicted on the basis of the confession, and in the absence of other
incriminating evidence this is sufficient to bring about the defendant’s
acquittal. This situation did not exist in the appellant’s case. The District
Court Martial found, and I do not think this conclusion should be changed, that
the appellant’s confession should be given considerable weight:
‘We are
dealing with a consistent confession from a chronological viewpoint; it is
comprehensible, complete and logical. The defendant incorporates his descriptions
of events that happened from the time he was 16 until the time of the
interrogation… Moreover, his confession is very detailed; it gives a detailed
description of the manner in which he used the drugs, including an explanation
about the various methods of using cannabis. The defendant explained his
feelings after using the drugs, the reasons that led him to use them during his
military service, and finally he even expressed regret for what he did… The
fear of a false confession is also lessened because the defendant chose in his
confession not to mention the names of the persons who supplied him the drugs
as well as the name of the person who used them with him… From this we learn
that the defendant’s replies during his interrogation were well thought out and
there is nothing in them to indicate that they were made casually or as a
result of any hidden internal motive or as a result of pressure’ (p. 4 of the
verdict).
17. But this
determination is insufficient, since, as I have said, there is another
mechanism for examining the confession. This other mechanism is external to the
confession, and according to it we are required to strengthen the defendant’s
confession with an additional probative requirement of ‘something extra.’ This
requirement was introduced in our legal system in its earliest days (CrimA 3/49
Andelersky v. Attorney-General [31]), and
over the years this court has reiterated its importance as a means of
contending with the fear of false confessions. In addressing the nature of this
requirement of ‘something extra,’ Justice S.Z. Cheshin held that it imposes
upon the prosecution authorities ‘a duty to show why we should rely on the
confession, i.e., what are the circumstances that require the conclusion that
the confession is correct’ and also that it is designed to show ‘that the
defendant is a person who had an opportunity to do the felonious act to which
he confessed before he was brought to trial’ (ibid. [31], at p. 593). It was also held
that the requirement of ‘something extra’ did not need to prove the fact that
the offence itself was committed or to identify the defendant as its
perpetrator, and any evidence, whether direct or circumstantial, would suffice
to authenticate the confession (CrimA 290/59 A v. Attorney-General [32], at p. 1499; CrimA
543/79 Nagar v.
State of Israel [33], at pp. 141-142). In this way our legal system differs from the
American legal system. Admittedly, there too the courts require confessions
made out of court to be supported by additional authenticating evidence, but
the requirement there is that this support should be independent and
substantial evidence that also relates to the corpus delicti of the offence and nothing
less than this (see Opper v.
United States [82]; see also Ayling, ‘Corroborating Confessions: An Empirical
Analysis of Legal Safeguards against False Confessions, supra, at pp. 1126, 1145-1152).
18. The
requirement of ‘something extra’ is therefore intended to authenticate the version
of events that the defendant told in his interrogation. It is intended to
remove the doubt that ‘perhaps for hidden reasons known only to the person
making the confession, he chose to admit to an act that he did not do’ (CrimFH
3391/95 Ben-Ari v.
State of Israel [34], at pp. 450-451). For this reason we do not satisfy ourselves
with an examination of the weight of the confession. We therefore require an
‘external’ addition to the confession, since the ‘something extra’ is ‘the only
objective criterion available to the court for examining the truth of the
“subjective” confession of the defendant’ (ibid. [34], at p. 451). This objective
criterion also emphasizes the great importance of the ‘something extra’ as a
means of protecting the defendant against false confessions. After all,
examining the weight of the confession (‘the internal test’) is hardly unique
to the fear of false confessions, since the courts are required to determine
the proper weight of every piece of evidence that comes before them, which they
do on a regular basis (s. 53 of the Evidence Ordinance). From this we see the
great importance of the requirement of ‘something extra’ (‘the external test’)
as a mechanism that is unique to examining the credibility of confessions not
made under the watchful eye of the courts. The Goldberg Commission report also
recognized the great importance of the requirement of ‘something extra,’ and this
was reflected in the commission’s recommendation to enshrine this requirement
in statute, in the following language:
‘(a) A
statement of a person outside the court may be admitted as evidence against him
in a criminal trial.
…
(e) A
defendant shall not be convicted on the basis of a statement admitted under
subsection (a) unless the evidence before the court contains additional external evidence
that constitutes corroboration, support or something extra which in the
circumstances of the case is capable, in the opinion of the court, of removing
any doubt as to the credibility of the statement in so far as the commission of
the offence is concerned’ (Goldberg Commission report, at pp. 21-22; emphasis
supplied).
Prof.
Mordechai Kremnitzer, who was one of the members of that commission, was of the
minority opinion that ‘something extra’ should not be sufficient for a
defendant’s confession, and this requirement should be replace by the stricter
requirement of ‘corroboration’ for the confession (see p. 64 of the Goldberg
Commission report). Later a private bill was tabled with the aim of adopting
the position that requires the defendant’s confession to be supported by
corroborating evidence, but this did not become law (see the draft Evidence
Ordinance Amendment (Requirement of Corroboration for a Conviction on the Basic
of a Confession) Law, 5764-2004).
19. By
contrast, there were some authorities who questioned whether the requirement that
the confessions of persons under interrogation are supported by ‘something
extra’ is justified, since in their opinion it is possible to base the
conviction on this confession only, without any need for authenticating
evidence (see the article of E. Harnon, ‘The Need for “Something Extra” to
Convict a Person in accordance with a Confession Made out of Court,’ 28 HaPraklit (5732) 360,
and his position in his book The Law of Evidence (vol. 2, 1977), at pp. 282-286; a similar position
was expressed also by Justice Ben-Porat in Ali v. State of Israel [18], at p. 182). I will also
add that even according to the legal system practised in England it is possible
to base a conviction of the defendant solely on a confession that he made
during interrogation, and there is no express requirement for any additional
authenticating evidence for this purpose (D.B. Griffiths, Confessions (Edinburgh,
1994), at p. 116; see also J.H. Wigmore, Evidence in Trials at Common Law (Boston and
Toronto, vol. 7, rev. by J.H. Chadbourn, 1978), at pp. 508-510). Learned
counsel for the appellant believes that this credibility that the English legal
system gives to confessions made in interrogations, and its willingness to rely
on them alone, is also related to the fact that the legal system practised in
England has recognized the right of the defendant to receive legal advice at every
stage of the investigation and has introduced requirements to make audio
recordings of interrogations and other such rules that are intended to protect
persons under interrogation and are enshrined in the Police and Criminal
Evidence Act of 1984 and regulations enacted thereunder (for a comprehensive
survey of the rights and arrangements enshrined in that law, see M. Zander, The Police and Criminal
Evidence Act 1984 (London, fifth edition, 2005)). This argument is logical. It is
possible that these rules, which introduced close supervision of the manner in
which interrogations are conducted, allow the courts to form a better
impression during trials of the confessions made by persons under interrogation,
which reduced the fear of false confessions (see, in this regard, Easton, The Case for the Right to
Silence, at pp. 105-127). Whatever the case, the approach that regards a
confession on its own as sufficient has not been adopted in our legal system,
and the requirement of ‘something extra’ for a confession that the defendant
made in his interrogation remains intact.
20. The
requirement of ‘something extra’ is flexible and open-ended. What will satisfy
it varies from case to case and depends also on the credibility of the
confession itself. The greater the weight of the confession, the smaller the
weight of the ‘something extra’ that is required to authenticate the
confession, and vice versa, the smaller
the weight of the confession, the greater the weight required for the
‘something extra.’ It has also been held, therefore, that it is possible that
there may be cases in which the ‘something extra’ will only need to be ‘as
light as a feather’ (CrimA 178/65 Usha v. Attorney-General [35], at p. 156; CrimA 428/72
Ben-Lulu v. State of Israel [36], at p.
270; El Abeid v. State of Israel [29], at p.
834). On the other hand, it has been held that there may be cases in which the
weight required for the ‘something extra’ will be so great that it will turn into
a requirement of ‘corroborative evidence’ (Ben-Ari v. State of Israel [34], at p.
449). For this reason my colleague President Barak has said that ‘evidence that
is fit to be used as “something extra” in one case may not be considered fit to
be used as “something extra” in another case, since it all depends upon the
circumstances of the case’ (Levy v. State of Israel [23], at p. 234).
The evidence that
has been found, in the specific circumstances of individual cases, to be
capable of satisfying the requirement of ‘something extra’ include the
following: the lies of the defendant on a major matter; implicating conduct of
the defendant after the criminal act; the failure of an alibi argument (Janshvili v. State of Israel [22], at pp.
175-176); the knowledge of secret details — details of which the person
making the confession could not have had any knowledge unless he was involved
in the criminal act; in this regard it was held that:
‘The greater
the number of secret details that the defendant incorporated in his confession,
the smaller the fear that his knowledge of these does not derive from the
commission of the offence but from hints suggested to him unconsciously by his
interrogators when he was interrogated and that were picked up by him’ (CrimA
4769/92 Nijam v.
State of Israel [37], at para. 12).
The
requirement of ‘something extra’ may also be satisfied by one of the following:
expressions that indicate a feeling of guilt on the part of the defendant
(CrimA 7595/03 A v. State of
Israel [38], at pp. 11-12); proof that shows he was present at the scene of
the crime when it was committed, when there is no satisfactory explanation for
this (CrimA 5225/03 Habbas v.
State of Israel [39], at p. 32); a reconstruction of the crime by the defendant, when
he describes in detail the sequence of events in a manner that is consistent
with the findings from the scene of the crime (CrimA 3338/99 Pakovitz v. State of Israel [40], at
para. 19). It need not be said that when there is additional and independent
incriminating evidence against the defendant, the requirement of ‘something
extra’ is also satisfied.
We therefore
need to consider the question whether the silence of the defendant during the
trial may be added to this list and may also constitute ‘something extra’ for
his confession in his interrogation. In my opinion, as I have already implied
above, the answer to this question is no, unless conditions that I will set out
below are satisfied. I will now explain my reasons for this.
The silence of the defendant in
a trial as ‘something extra’ for his confession during interrogation
21. The
question whether it is right to regard the silence of the defendant as
‘something extra’ for his confession during interrogation has not yet been
decided by this court. But the question arose more than twenty years ago in Ali v. State of Israel [18]. In
that case the justices hearing the case expressed their opinion on this issue
briefly, but their remarks were made in obiter dicta since in the circumstances of
that case there was additional evidence against the defendant that was capable
of satisfying the requirement of ‘something extra’ for the confession. Justice
Ben-Porat expressed the opinion that the silence of the defendant in his trial
constitutes ‘something extra’ for his confession, since ‘when the legislature
determined [in s. 162 of the Criminal Procedure Law] that the silence of the
defendant amounts to “corroboration,” it thereby made silence an independent
and separate piece of evidence in support of the prosecution’s case’ (ibid. [18], at p. 182). The other
justices hearing the case, Justices Elon and Shiloh, disagreed with this
position. This is how Justice Elon expressed the matter:
‘It is right
and proper that the court should not regard the silence of the defendant in
court as support for his confession that he made out of court. Admittedly a
confession made by the defendant in court is sufficient on its own in order to
convict him, but an express and clear confession made in court before the judge
cannot be compared to the silence of the defendant and his refusal to testify.
In the former case the judge can be presumed to understand and hear from the
defendant’s statements that his confession is a real one and that it is not
being made by him in order to take responsibility for something he did not do;
but it is otherwise in the latter case, where the defendant remains silent,
since the judge does not as a rule have any indication or basis from which he
may infer the reason and background for the silence’ (ibid. [18], at p. 185).
In later
cases that came before the court the issue under discussion in this appeal did
not arise again, and it remained undecided (see Muadi v. State of Israel [15], at p. 234).
22. When
we seek for a solution to the question that arises in this case, we cannot
merely refer to the provisions of s. 162 of the Criminal Procedure Law. We have
seen that this section, which allows the silence of the defendant to be
regarded as support or corroboration for incriminating evidence, does not
expressly mention ‘something extra.’ One possible interpretation of this, which
was adopted by the courts martial, is to extend the scope of the provision and
to allow it to regard silence also as ‘something extra.’ I will admit that this
interpretation is logical: the law is that the requirement of corroboration is
satisfied only when three cumulative conditions are fulfilled — that it is
independent and separate from the evidence requiring corroboration; that the
corroborating evidence implicates the defendant in the commission of the
offences with which he is charged; and, finally, the corroboration relates to a
significant point that is in dispute (CrimA 387/83 State of Israel v. Yehudai [41], at p.
203; CrimA 2949/99 Cohen v.
State of Israel [42], at p. 645; CrimA 1538/02 A v. State of Israel [43], at p. 598). As I have
shown, the requirement of ‘something extra’ may be satisfied even when these
conditions are not fulfilled. In case where the confession has consideration
weight and it contains many indications of truth, the trial court may be
satisfied with authenticating evidence that has very little weight. This gives
rise to the claim that the stricter requirement includes the more lenient
requirement, and what may satisfy the requirement of corroboration can also
constitute ‘something extra’ for the defendant’s confession. But this
interpretation is not free of doubt, since if you say that the legislature
wanted to regard the silence of the defendant also as ‘something extra,’ you
are compelled to wonder why it did not state this expressly within the
framework of s. 162 of the Criminal Procedure Law? Indeed, the possibility that
the silence of the legislature in this matter did not arise from an omission
and was not caused by inadvertence is a very reasonable possibility in view of
the fact that at the time when the law was amended and this provision was added
to it in 1976, the requirement of ‘something extra’ already existed. This also
leads to the conclusion that the question whether the silence of the defendant
should be regarded as ‘something extra’ for his confession cannot be determined
solely on the basis of s. 162. It is an ethical question, which also requires
us to consider the weight of confessions in our legal system and the reason why
they need to be supported by additional authenticating evidence. Moreover, the
legal answer to the question that arises in the case before us cannot be
derived only from the technical definitions that were given to the terms
‘support’ and ‘corroboration’ in the aforesaid s. 162, and before we reach the
correct result we should take into account the purpose underlying the
arrangements and the practical ramifications of the possible legal outcomes.
This is what my colleague President Barak meant when he said that ‘the law is a
social tool. Legal concepts are intended to realize social goals. They are an
instrument for achieving social objectives. They are an expression of the
proper balances between conflicting values and interests’ (HCJFH 4601/95 Serrousi v. National Labour
Court [44], at
para. 7). Elsewhere my colleague the president added that —
‘We should
distance ourselves from a jurisprudence of concepts, according to which the
theoretical concept forces itself upon interests and values that require a
normative arrangement. We should aspire to a jurisprudence of values, according
to which the theoretical balance is the result of balancing and arranging the
interests and values that require a normative arrangement’ (CrimFH 4603/97 Meshulam v. State of Israel [45], at para.
18).
23. I
have discussed how the requirement of ‘something extra’ is intended to help the
court identify false confessions. The main concern that the requirement is
intended to address is the concern of false confessions that are made because
the defendant was under internal pressure or had a hidden motive during his
interrogation. Admittedly, external pressure or some other improper conduct
that was directed at the defendant in his interrogation may also lead to false
confessions, but in order to deal with these concerns there are other special
arrangements, some that have been provided in statute — s. 12 of the
Evidence Ordinance — and others that have been developed in case law, such
as the rule that was determined in Yissacharov v. Chief Military Prosecutor [5].
We have seen
that the motives and factors that lead to the creation of internal pressure may
be hidden and to a bystander the course of action of making a confession may
seem unreasonable. It is precisely because of this that I am of the opinion
that it would not be right to rely on the silence of the defendant — the
meaning of which is uncertain — in order to dispel the concerns that
arise. The court martial was of the opinion that the defendant’s plea of not
guilty in his trial shows that he is no longer subject to the internal pressure
that led him to confess during his interrogation to an act that he did not
commit. In such circumstances the court martial held that the defendant can be
expected to explain what led him to confess to the acts and to defend himself
in a positive manner against the charges levelled at him. I cannot accept this
outlook. Just as we cannot accept the argument that a person does not confess
to offences that he did not commit as a legal axiom, so too we cannot rely on
the argument that a defendant who denies the charges is not subject to any
hidden pressures. On the contrary, it is possible that precisely because such
internal pressures also exist during the trial, the defendant remains silent
and does not enter the witness box. Who can guarantee that the same hidden
motive that caused the defendant to take responsibility during his
interrogation for an act that he did not commit will not return and determine
the line of defence that he will adopt during the trial, when he chooses the
right to remain silent? It will be remembered that even the respondents in
their reply recognized this possibility that ‘a defendant who took
responsibility during a police interrogation for committing an offence that he
did not commit will deny the charges but choose not to testify in his own
defence’ (para. 44 of the attorney-general’s reply). Admittedly it is possible
that such a situation will occur only in exceptional circumstances. It is also
possible that a reasonable defendant, who acts rationally, will try to prove
his innocence by giving positive testimony. But in criminal law we are not dealing
with the reasonableness or unreasonableness of the defendant’s conduct, but
with the question whether he committed the offences attributed to him or not.
There is no need to reiterate that in criminal cases we are dealing with
matters of life and death, and that the danger of convicting an innocent person
is great. This also leads to the fundamental idea that it is better to acquit
ten guilty persons than to convict one innocent one. The requirement that the
defendant’s confessions should be supported by ‘something extra’ is intended to
prevent such consequences. Relying on the silence of the defendant as
‘something extra’ for his confession — when the motive for the confession
and the motive for the silence are unclear — may undermine the purpose of
that requirement, namely the desire to authenticate the defendant’s confession.
Prof. E. Kamar expressed these concerns well when he said:
‘In practice,
even that depressed defendant, who wishes to “commit suicide” in his
confession, may be subject to an internal pressure that will prevent him from
explaining to the court why he confessed. We cannot of course expect someone,
who has just now regretted his intention to “commit suicide” in his confession,
to stand before the court and announce the exact reasons why he made a false
confession. The claim that the defendant’s plea of not guilty to the charges in
court rules out the possibility that he is still under the influence of the
factor that induced him to confess in the interrogation is logical in ordinary
cases; but the requirement of something extra is intended to contend precisely
with the exceptional cases, when the conduct of the defendant differs from the
norm and is difficult to explain. In such cases it is hard to rely on the
logical assumption that someone who denies the charges in the court is entirely
free of the pressures that were sufficiently strong to induce him earlier to
confess to something that he did not do’ (E. Kamar, ‘Corroborating Confessions
by the Defendant’s Own Statements,’ 5 Israel Journal of Criminal Justice (Plilim) 277 (1996),
at pp. 292-293).
It also cannot
be denied that in those cases where the legislature allowed the defendant’s
silence to be regarded as support and corroboration for the prosecution’s
evidence, the silence serves as an addition to other testimonies that do not originate with the defendant.
This is the case when the silence is an addition to the testimony of a state’s
witness, an accomplice, a minor who testified before a child interrogator or a
witness whose statement was submitted by the prosecution under s. 10A of the
Evidence Ordinance. The situation is different when we are speaking of the
defendant’s confession, since them his silence is an addition to his own
testimony that he gave during the interrogation, and in such circumstances I am
of the opinion that the silence cannot authenticate the confession to the
required degree.
24. I
have also reached this conclusion for another reason. In my opinion it is not
desirable, as a matter of policy, to allow the prosecution authorities to file
indictments when all they have in their files is the confession of the
defendant, in the hope that when the defence case is presented, the defendant
will choose to remain silent, thereby providing them with the ‘something extra’
that is required for supporting the confession. Allowing this might result in
greater efforts being made to obtain a confession from the defendant where the
investigation should also focus on other evidence that is external to the
confession, whether material evidence or testimony, which also has an important
role in revealing the truth. This court has emphasized in a whole host of cases
the great importance of carrying out a thorough investigation, which exhausts
the possible lines of investigation thoroughly, and in which all the relevant
evidence is assembled, so that the truth will come to light (see CrimA 721/80 Turgeman v. State of Israel [46], at pp.
471-472; CrimA 10596/03 Bashirov v. State of Israel [47], at paras. 19-20; CrimA 5386/05
Alhorti v. State of Israel [48]). Prof.
Kremnitzer has described these concerns well, even though his remarks were
directly mainly at interrogations in which coercive measures and prohibited
pressure are directed at the person under interrogation:
‘A legal
system that allows a conviction on the basis of a confession, is tolerant of
interrogation methods that involve pressure and usually allows defendants’
confessions encourages the investigative authorities to resort to and rely on
investigation methods that revolve around the person under interrogation,
instead of directing the investigative effort at assembling other evidence.
This phenomenon has serious repercussions upon the general level of the police
investigation, the image and character of the interrogators, their education
and training and the interrogation ethos’ (M. Kremnitzer, ‘Conviction on the
Basis of a Confession — Is there a Danger in Israel of Convicting
Innocents?’ supra, at p. 215).
It may also
be assumed that the greater the willingness of the legal system to rely on
defendants’ confessions as the sole evidence for a conviction, the greater the
efforts to obtain a confession during interrogations, despite the negative
repercussions that may result from such a situation (see also in this context
G.H. Van Kessel, ‘The Suspect as a Source of Testimonial Evidence: A Comparison
with the English Approach,’ 38 Hastings L.J. 1 (1986), at pp. 111, 122; Kamar, ‘Corroborating Confessions by the
Defendant’s Own Statements,’ supra, at p. 294; Sangero, ‘The Confession as a Basis for a Conviction —
“Queen of Evidence” or Empress of False Convictions,’ supra, at pp. 265-274; O. Bassok, ‘ “Hard Cases Make Bad Law and Bad Law Makes Hard Cases” — On the
Ramifications of the Yosef Ruling,’ 18 Mishpat uTzava (Law and Army) 77 (2005),
at pp. 126-136).
25. At
the same time, it is possible to conceive of cases in which the defendant’s
confession is a true one, but additional external evidence supporting this
confession does not exist or cannot be found. In these cases, when it becomes
clear to the trial court that the confession was not made as a result of any
internal pressure, there is a concern that it is the defendant’s
acquittal — for the reason that his silence does not constitute ‘something
extra’ for his confession — that will lead to a failure to arrive at the
truth, and this will be also undermine the need to fight the increasing rate of
crime and to protect the public from the danger of lawbreakers. This danger, it
need not be said, increases when we are speaking of serious offences. In view
of this, we should consider whether there are circumstances in which the trial
courts have a means of effectively supervising the way the interrogation is
conducted, so that it will be possible to obtain a proper impression of the
defendant’s conduct and the actions of his interrogators. Here we should
emphasize that the more transparent the interrogation, the easier it will be to
form an impression of the circumstances in which the confession was made, and the
less justification there will be for making a distinction between a confession
made during the investigation and a confession made in court, which, it will be
remembered, is sufficient on its own for convicting the defendant. Because of
this argument there have been calls for the need to make video or audio
recordings of the interrogations of suspects, and not merely to make a verbal
record of them, in order to create a way in which the courts can see what is
happening in the interrogation rooms, despite the (mainly budgetary)
difficulties that this creates. The Goldberg Commission also recommended
introducing a requirement that video recordings of interrogations should be
made and it emphasized that such recordings would also result in defendants no
longer being able to raise unfounded complaints about the manner in which the
interrogation was conducted (see pp. 30-35 of the report). Others have
emphasized that a video recording of the interrogation will not only allow the
courts to supervise the interrogation practices being used, but it will also
allow them to receive an impression of the interaction between the interrogator
and the person under interrogation and other factors that are not contained in
a verbal record (see White, ‘False Confessions and the Constitution: Safeguards
against Untrustworthy Confessions,’ supra, at pp. 153-156). The importance of the video
recording was discussed by Justice Goldberg more than twenty years ago:
‘The
recording does not merely preserve accurately the verbal part of the statement
but also the factors that accompany it (the tone in which the statement was
made, hesitation, anger, etc.) and also what was said by the person speaking to
the person making the statements, and in this way it “speaks for itself.” The
court is thereby given additional tools to see for itself the credibility of
the witness and the correct meaning and truth of what he says’ (CrimA 323/84 Shriki v. State of Israel [49], at p.
517).
In 2002 these
calls were answered by the legislature, which introduced, in s. 7 of the
Criminal Procedure (Interrogation of Suspects) Law, 5762-2002, a requirement
that video recordings of interrogations should be made when there was a
suspicion that serious offences carrying a sentence of ten years imprisonment
or more had been committed. This provision, which because of various delays has
not yet come into effect, should in the future significantly improve the
ability of the courts to assess the nature of the confessions brought before
them. It will allow the courts to form the closest possible impressions of the
true circumstances in which the confession was made, and it will provide better
protection for defendants. The great importance of this provision can also be
seen from what is stated in the explanatory notes to the draft law:
‘The proposed
amendment will also allow the court to discover what part of the confession was
said by the defendant of his own free will and of his own initiative, and what
was said to the interrogators in response to their questions, how it was said
and how the suspect appeared when making the confession. The court will also be
able to decide whether the defendant was “led” by the interrogator’s questions
to answer as he did or whether he was only asked clarifying questions, and it
will also be possible to obtain an impression from the defendant’s conduct and
the way in which he speaks of his state of mind and his understanding of his
interrogators’ questions. The video recording will prevent a situation in which
the interrogator records an erroneous reply because of a misunderstanding and
the suspect signs his confession without understanding it or without it having
been read to him.
The proposed
amendment constitutes an improvement in the protection of the rights of the
defendant, and it prevents or reduces the possibility of mistakes,
misunderstandings or deliberate errors, and thereby improves the ability of the
court to arrive at the truth on a question that is so central to the criminal
trial’ (Explanatory Notes to the draft Evidence Ordinance Amendment Law (no.
15) (Confession of a Defendant on Serious Offences), 5761-2000 (Draft Laws 2928, 30
October 2000, at p. 54).
It need not
be said that the fear of a miscarriage of justice caused as a result of a
conviction based on a false confession is smaller when a video recording of the
interrogation is made and the recording is brought before the trial court, so
that it can obtain an almost direct impression of the manner in which the
interrogation was held and of the conduct of the defendant and his
interrogators.
26. In
view of this, I am of the opinion that whereas it would be right to determine
that as a rule the silence of a defendant should not constitute ‘something
extra’ for a confession that he made during his interrogation, it would not be
right to determine such a sweeping rule with regard to interrogations where a video recording was made, so that
the court is given the possibility of watching the interrogation and the
defendant’s confession. This conclusion is also capable of striking a proper
balance between the desire to protect the rights of the defendant and the
desire to arrive at the truth, bring lawbreakers to justice and protect the public
from them.
Here we
should emphasize that this result does not lead to the conclusion that in every case where a
video recording of the defendant’s interrogation is made, his silence should be
regarded as ‘something extra’ for the confession that made during his
interrogation. The question of the significance that should be attributed to
the silence of the defendant is a matter for the trial court to decide in
accordance with the special circumstances of the case before it and in
accordance with its discretion. The video recording of the interrogation is
therefore an essential but not a sufficient condition for regarding the silence
of a defendant in a trial as ‘something extra’ for his confession in the
interrogation. Thus, for example, where an examination of the confession itself
shows that the indications of truth in it are not many, or where the silence of
the defendant is given a satisfactory explanation that is consistent with his
innocence, then the silence of the defendant ought not to be regarded as
‘something extra’ for his confession. In addition, where there is a disparity
between facts stated by the defendant in his confession and objective findings
from the scene of the crime and where, despite the video recording of the
interrogation, the trial court for various reasons has difficulty in forming an
impression of the circumstances in which the confession was made, it would be
right to require for such a confession some external authenticating evidence
and not merely the silence of the defendant in order to dispel the concerns
that arise. This list is not exhaustive. There may be other examples. The
important thing is that the court should exercise great caution before it
reaches the conclusion that the silence of the defendant may be regarded as the
additional evidence that is required for the confession he made during his
interrogation.
Conclusion
27. The
silence of the defendant may — but does not necessarily — constitute
‘something extra’ for the confession he made during his interrogation, provided
that a video recording of the interrogation was made and the court that saw the
recording of the interrogation received the impression that it has before it a
true confession. When one of these two conditions is not satisfied, the silence
of the defendant cannot constitute ‘something extra’ for his confession.
In my opinion
this outcome sets out the ideal approach in this matter. Notwithstanding, I
should emphasize that the practical ramifications of this decision will not
lead to a far-reaching change in the criminal law or to any difficulty in
convicting guilty persons in so far as the civil courts are concerned, since,
as the respondents admit, in the prosecution of civilians the practice is not
to file indictments against someone where the only incriminating evidence
against him is his confession in the interrogation. The source for this
practice is the attorney-general’s guideline no. 53.000 of 1970. It is not
clear to me why the military prosecution failed to comply with this and I see
no reason why the military courts should be allowed discretion to regard the
defendant’s silence as ‘something extra’ for his confession where the
attorney-general himself saw fit to rule out such a possibility.
In view of
the aforesaid, and in view of the fact that no video recording of the
appellant’s interrogation was made, I would recommend to my colleagues that we
order his acquittal on the offence of the use of a dangerous drug.
Justice E.
Arbel
A confession
that was made by a defendant out of court is admissible evidence, if it
satisfies the conditions set out in s. 12(a) of the Evidence Ordinance [New
Version], 5731-1971 (hereafter: ‘the Evidence Ordinance’), namely that it was
made ‘freely and willingly.’ Once the confession has overcome the admissibility
‘barrier,’ it may be used to convict someone as the sole evidence against him,
if it satisfies two tests: the confession’s internal indications of truth test
(‘the internal test’) and the ‘something extra’ test, which is capable of
authenticating the content of the confession (‘the external test’).
1. At the heart of the appeal lies the question
whether a defendant’s silence in his trial may constitute ‘something extra’ for
the confession that he made during his interrogation, namely the extra evidence
that is required in order to support the truth of the confession.
Deciding this
question requires a delicate balance between several values. First and foremost
we have before us the value of discovering the truth in a criminal trial, which
realizes the main goals of the criminal law, namely fighting crime,
safeguarding the public and protecting the rights of actual and potential
victims of crime. The need to further these goals becomes more urgent as the
rate and sophistication of crime increase. Of no less importance than the value
of discovering the truth is the right of the defendant to a fair and proper
trial, which guarantees that justice is done and false convictions are avoided.
A proper balance between these serves to further the supreme purpose of criminal
law — the punishing of the guilty and the acquittal of the innocent —
and thereby ensures public confidence in the ability of the judiciary to do
justice to the individual and to society as a whole (see the remarks of Justice
Beinisch in CrimA 5121/98 Yissacharov v. Chief Military Prosecutor [5], at para. 43 {383} and
the remarks of Justice Procaccia in HCJ 11339/05 State of Israel v. Beer-Sheba District Court [7], at para.
11. In this balance the interest of exhausting probative methods of discovering
the truth competes with the right of the defendant to a fair trial and the
desire to avoid a miscarriage of justice by convicting the innocent or
acquitting the guilty. We do not have a ‘magic solution.’ In each case we need
to consider the competing values and find a proper and fair solution according
to its concrete circumstances.
2. The various rules that require additional
evidence in certain circumstances for a criminal conviction — in our
case the ‘something extra’ for a defendant’s confession — further the
purposes of discovering the factual truth and protecting the right of the
defendant to dignity and liberty. In this respect both of these purposes
complement one another — they ‘both serve the supreme purpose of the law
that concerns the doing of justice and preventing miscarriages of justice in
their broadest sense’ (Yissacharov v. Chief Military Prosecutor [5], at para. 45 {385}). But
in certain circumstances these purposes may tip the scales in opposite
directions, and there is therefore a need to strike a balance between them.
3. My colleague Justice Levy examined the
fundamental question before us thoroughly and comprehensively, and he reached
the conclusion that the answer that should be given to this question is no,
unless the conditions set out in his opinion are satisfied. Justice Levy
concludes his opinion with the following words:
‘The silence
of the defendant may — but does not necessarily — constitute “something extra”
for the confession he made during his interrogation, provided that a video
recording of the interrogation was made and the court that saw the recording of
the interrogation received the impression that it has before it a true
confession. When one of these two conditions is not satisfied, the silence of
the defendant cannot constitute “something extra” for his confession’ (para. 27
of Justice Levy’s opinion).
I agree with
my colleague’s position that the silence of a defendant may — but does not
necessarily — constitute ‘something extra’ for a confession that he made
in his interrogation, and like him I too am of the opinion that as a rule we
should refrain from regarding the defendant’s silence in his trial as
‘something extra.’ But my position differs from my colleague’s position on two
main issues: one is the statutory premise for examining the question, and the
other concerns the exceptions to the aforesaid rule which should be recognized
within the scope of judicial discretion and on the basis of proper judicial
policy.
4. My position in essence is that s. 162 of the
Criminal Procedure Law [Consolidated Version], 5742-1982 (hereafter: ‘the
Criminal Procedure Law’ or ‘the law’) makes it possible to hold that the
silence of a defendant in his trial may serve as ‘something extra’ for a
confession that he made during his interrogation. At the same time, by virtue
of proper judicial policy that is derived from a whole range of considerations
and interests that are relevant to the issue, I agree with my colleague’s
position that in general the silence of a defendant in his trial should only
constitute ‘something extra’ for a confession that he made in his interrogation
in exceptional cases. But whereas my colleague is of the opinion that the
exception should only apply to interrogations where a video recording was made,
my position is that the trial court should be allowed a broader margin of
discretion, by determining criteria for the restrained and careful manner in
which it should be exercised.
My colleague
set out in his opinion a comprehensive examination of fact and law, and therefore
I will restrict myself to explaining my position by clarifying how my position
differs from his.
Background — on
defendants’ confessions in general and on the fear of false confessions in
particular
5. The weight that should be given to defendants’
confessions, among the other evidence that is recognized for the purpose of
convicting someone in a criminal trial, has arisen repeatedly over the years in
legal deliberations and academic and social debate. This important debate, like
the experience and the knowledge that have been accumulated over the years with
regard to the various factors that cause defendants to make false confessions,
have gradually led to changes and fluctuations in accepted outlooks concerning
the status of the confession in our legal system (report of the Commission
concerning Convictions Based Solely on a Confession and concerning the Grounds
for a Retrial (1994), which was chaired by Justice E. Goldberg (hereafter —
‘the Goldberg Commission report’); see also the various opinions that were
expressed on this issue in CrimFH 4342/97 El Abeid v. State of Israel [29]; M.
Kremnitzer, ‘Conviction on the Basis of a Confession — Is there a Danger in
Israel of Convicting Innocents?’ 1 HaMishpat 205 (1993); B. Sangero, ‘The
Confession as a Basis for a Conviction — “Queen of Evidence” or Empress of
False Convictions,’ 4 Alei Mishpat 245 (2005)). I am aware of the various concerns that accompany the
making of confessions. They cannot be ignored. But I am also of the opinion
that they should not be exaggerated. Confessions were and remain a main tool of
the legal system in arriving at the truth and in bringing criminals to justice,
if only for the simple reason that, as President Barak said: ‘Sometimes only
the defendant who confesses can provide a coherent and detailed version of the
sequence of events’ (El Abeid v. State of Israel [29], at p. 865). The probative
importance of the confession has been recognized in case law that has described
its centrality in the process of discovering the truth: ‘Take confessions and
testimonies from the law and you have removed the heart and soul of justice’ (ibid. [29], at p. 855). In this
regard I shall mention once again what I said in a previous case:
‘… Since the
Goldberg Report the splendour of the confession as the “queen of evidence” has indeed
lost its sheen, and a spotlight has been directed at the concern that innocent
people may be convicted. It remains my opinion that the confession has a place
of honour in the hierarchy of evidence in criminal law, and it is an important
and accepted tool in those cases where the court is persuaded that the
confession is a true one. I also reject the approach that, as a premise, every
confession contains an inherent “defect” (as Justice Strasberg-Cohen describes
the approach of Justice Dorner in El Abeid v. State of Israel [29], at p. 854, an approach
that she did not accept) of being a false confession and inherently suspect
evidence, since it is prima facie tainted with irrationality’ (CrimA 6679/04 Steckler v. State of Israel [30], at p.
1664).
6. This position is mainly based on experience
that teaches us that a voluntary confession made by a defendant during his
interrogation with regard to an offence that he did not commit is the exception
and not the rule, and that although it cannot be said that there are no cases
in which people confess to deeds that they have not committed, when confessions
are not the result of improper means that were used to obtain them, usually
people confess to deeds that they have committed rather than deeds that they
have not committed (see El Abeid v. State of Israel [29], per Justice Or at p. 819, per Justice Strasberg-Cohen at p.
856, per Justice Mazza at p. 857 and per President Barak at p. 865).
The remarks of Justice Cheshin in this regard are apt:
‘The
confession of a defendant in a police interrogation has sometimes been called
the “queen of evidence.” Even if it not a reigning sovereign, it is a “princess
of evidence,’ one of the most important types of evidence in the kingdom. Who
know this better than we, who sit in judgment on a daily basis? And we have
long known also that experience and practical knowledge guide us on our path.
Oliver Wendell Holmes, one of the wisest of our community — the community
of legal scholars — taught us that “The life of the law has not been
logic; it has been experience” (O.W. Holmes, The Common Law (Boston, 1881), at p. 1).
Usually a person does not portray himself as a criminal, i.e., a person does
not confess to committing a certain offence unless he has committed that
offence. Wisdom teaches us that a person does not portray himself as a criminal
when he is a saint. This is particularly true when we are speaking of the most
serious offences, those offences that send a person to prison for many years.
This is not a legal assumption. Nor is it an absolute presumption. It is a
supposition of common sense, an assumption that is based on human nature’ (El Abeid v. State of Israel [29], at pp.
833-834).
7. Moreover, experience also teaches us that there
are weighty reasons for making a confession that is not a false confession.
These reasons were described, albeit not in full, by Justice Or in that case:
‘A weighty
reason is the basic emotional need of someone who committed an offence to
divest himself of the burdensome feeling of guilt that he can no longer carry
inside him. Another possible reason is the rational recognition of someone
suspected of an offence — for example, when there is other evidence such
as testimony against him or physical evidence — that his failure to
cooperate may not help prevent him from being brought to trial, whereas
cooperation with the authorities may result in a certain credit being given to
him at a later date, such as at the sentencing stage. And I have not mentioned
all of the reasons’ (ibid. [29], at p. 819).
8. Although false confessions are an exception to
the rule, the legal system has long recognized that various pressures will lead
a defendant to confess to an offence that he did not commit, ‘in the sense of
“committing suicide” in his confession’ (CrimA 48/54 Irshid v. Attorney-General [21], at p.
691):
‘There are
two concerns that relate to a confession that a defendant made out of court:
one is the concern that “external” pressure was exerted on the defendant and
this led him to confess to committing an act that he did not do. This pressure
is addressed by the statutory barrier of admissibility, which is provided in s.
12 of the Evidence Ordinance [New Version] and which renders inadmissible any
evidence that was not given “freely and willingly.” The other concern is that
the defendant acted as a result of “internal” pressure that led him to take
responsibility for committing an act that he did not do at all, thus causing
him to “commit suicide in the confession” (Irshid v. Attorney-General [21], at p.
691). There is no admissibility barrier that guards against this internal
pressure, but the court will examine this possibility when considering the
weight that it will give the confession’ (CrimA 715/78 Levy v. State of Israel [23], at p. 234).
With regard
to the concern that ‘internal’ pressure may lead the defendant to make a false
confession, I will cite the remarks of Justice Goldberg, who said that even if
improper pressures were not exerted on the defendant during his interrogation,
thereby rendering the confession inadmissible, there is still a concern that
his confession is false:
‘The court
should still be concerned that other factors may have led the person making the
confession to “commit suicide in the confession.” This “committing suicide” may
be conscious (such as the desire to protect someone else, or the desire to
bring about the end of the interrogation because of internal psychological
pressure) or unconscious (because the person under interrogation believes his
confession is true because of emotional defects and a distorted perception of
reality). With regard to “committing suicide in a confession” the rabbis said
(against the background of the principle of Jewish law that a person cannot
incriminate himself) that:
“… the
Sanhedrin does not pass a capital or corporal sentence on someone who confesses
to an offence, in case he is mentally disturbed in this matter. Perhaps he is
one of those troubled depressed persons that look forward to death, who stick
knives in themselves and throw themselves from the rooftops. Perhaps in this
way he will come and say something that he did not do, so that he will be
killed…” (Maimonides, Hilechot Sanhedrin, 18, 6)’
(CrimA 4769/92 Nijam v.
State of Israel [37], at p. 2186).
9. This fear of false confessions has led to the
creation of ‘barriers and brakes’ for examining the admissibility and weight of
confessions (in the words of President Barak in El Abeid v. State of Israel [29], at p.
865). These ‘barriers and brakes’ include the rule that a person may not be
convicted solely on the basis of a confession that he made out of court, even
when it was made lawfully without any external pressure (see for example CrimA
290/59 A v.
Attorney-General [32], at p. 1495; CrimA 556/80 Ali v. State of Israel [18], at p. 184). It would
seem that the aspiration to create a ‘barrier’ against the danger of a false
confession for motives that are hidden in the soul of the person making the
confession (to use the expression of Justice Landau in A v. Attorney-General [32]) is what led to the
development of the requirement of ‘something extra’ in the case law of this
court, which also constitutes a main and important ‘brake’ against false
convictions. This requirement is intended to protect the defendant from being
convicted on the basis of a false confession that he made during his
interrogation, but no less importantly it aims to help the court arrive at the
truth, and therefore it constitutes a means of protecting society as a whole
from the conviction of innocent persons and the acquittal of guilty ones.
10. These
remarks form the background for deciding the question that arises in the
current appeal. As we have said, deciding this question is a result of a
balance between values. Our journey begins with the provisions of s. 162 of the
law, which constitutes the normative framework for examining the question, and
it is on this basis that we must formulate the proper legal policy on this
issue. Let us therefore turn to consider the questions that require a decision.
The normative framework —
s. 162 of the law as a legal source for regarding silence as ‘something extra’
11. As I
have said, the legal framework for examining the issue is s. 162 of the
Criminal Procedure Law. For the sake of completeness, I will cite the section
as it was amended in 2006:
|
‘Silence of the defendant |
162. (a) A
refusal of the defendant to testify may serve as support for the weight of
the prosecution’s evidence and as corroboration for the prosecution’s
evidence where it requires corroboration, but it shall not serve as
corroboration for the purpose of section 11 of the Rules of Evidence
Amendment (Protection of Children) Law, 5715-1955, or for the purpose of
section 20(d) of the Interrogation Procedures and Testimony of Persons with
Disabilities Law. |
|
|
(b) A
refusal of the defendant to testify shall not serve as evidence against him
if an expert opinion is received to the effect that the defendant is a person
with a mental disability or a person with an emotional disability as defined
in the Interrogation Procedures and Testimony of Persons with Disabilities
Law, and because of his aforesaid disability he is refusing to testify.’ |
It can be
seen that subject to the exceptions listed expressly in it, the section clearly
provides that the silence of a defendant in his trial has probative
significance, i.e., it may constitute ‘support’ for the weight of evidence
brought by the prosecution and ‘corroboration’ for this evidence. Is it right
and proper to interpret the section as allowing the silence of a defendant to
be regarded not only as ‘corroboration’ and ‘support,’ as the section states,
but also as ‘something extra’ for the purpose of convicting him on the basis of
his confession during interrogation, even though the provision does not
expressly relate to this probative requirement? This is the first question that
we should address.
12. My
colleague Justice Levy is of the opinion that the interpretation adopted by the
courts martial according to which, since a defendant’s silence can satisfy the
requirement of corroboration, it can certainly also constitute ‘something
extra’ for the confession of a defendant, is not free from doubt. According to
him, if this was indeed the position of the legislature, it is surprising that
it chose not to state this expressly in the section, especially in view of the
fact that when this provision was added to the law, the requirement of
‘something extra’ already existed. From this my colleague infers that the
answer to the question before us cannot be derived from the provisions of s.
162 of the law alone or from the technical definitions that were given to the
terms ‘support’ and ‘corroboration’ in this section (para. 22 of his opinion).
13. My
opinion is that even if the decision in this matter cannot be derived solely
from the narrow interpretation of s. 162 of the law, the position that the
silence of a defendant can also be regarded as ‘something extra,’ and thereby
act against the defendant, should be based on some statutory source, and
therefore this interpretive question cannot be left without an express
decision. On its merits, a reading of the provisions of s. 162 and the
interpretation of the provision from literal and purposive viewpoints show that
it is possible to apply the section also to the probative requirement of
‘something extra,’ and therefore the section may be a statutory source for
regarding the silence of the defendant in his trial as ‘something extra’ for a
confession that he made out of court, as argued by the respondents. As I shall
show later, my position is based on reasons arising from the literal
interpretation of the section, as well as reasons concerning its legislative
purposes and legislative history and reasons arising from the nature of the
probative requirement of ‘something extra’ in comparison to the probative
requirements of ‘corroboration’ and ‘support.’
On the purpose of s. 162 of the
law
14. The
enactment of s. 162 in 1976 was the result of a recommendation of the Public
Commission for Criminal Procedure chaired by Justice M. Landau. The background
to the legislation was the rise in scope and level of crime in Israeli society
and the outlook that the legal system should be given stronger and more
effective tools than in the past in order to deal with the rise in crime (Knesset Proceedings 71, 2115
(1974); 73, 2888 (1975)). The legislation process was accompanied by fierce
debates among members of the Knesset, particularly because of the concern of a
violation of the right to remain silent and the presumption of defendants’
innocence, but ultimately the section was passed despite the objections. It
should be noted that whereas in the original wording of the section, as
presented in the draft law by the government, it was proposed to regard the
refusal of a defendant to testify solely as ‘corroboration,’ in the final
wording, as it remains until today, it was stated that this refusal could also
constitute ‘support for the weight of the prosecution’s evidence,’ for the
purpose of ‘strengthening the section’ and not limiting it solely to cases
where statute, from a technical perspective, requires a probative addition of
‘corroboration’ (see the remarks of Knesset Member A. Ankorin, Knesset Proceedings 77, 3506 (1976)).
The
explanatory notes to the government draft law contain the following:
‘According to
the consistent rulings of the courts, the silence of the defendant is not in
itself evidence against him, nor can it serve as a substitute for prosecution
evidence nor can it serve as grounds for his conviction…
This leads to
the conclusion that the defendant’s silence cannot serve as a substitute for
evidence that is required in certain circumstances (for example as support for
the testimony of someone involved in an offence… or as support for a confession
made to the police, and it certainly cannot serve as a substitute for proving
corroboration when it is needed, such as in sex offences or to support the
testimony of an accomplice in crime…).
The proposed
section is intended to introduce a law that allows the refusal of a defendant
to testify to be regarded as actual corroboration where it is needed; in other
words, it allows the silence to be given a positive value. This is in fact a means
of encouraging defendants to speak in the court, in order to prevent miscarriages
of justice that may arise from the acquittal of defendants (sic!) no less than from the
conviction of the innocent. It should be remembered that we are speaking about
the stage after the prosecution evidence, i.e., when the facts already indicate
that the defendant is involved in the criminal act, where common sense and
experience tip the scales against the defendant who insists on the right to
remain silent. However, it is not proposed that silence should constitute
automatic corroboration, and the matter is left to the discretion of the court’
(Explanatory notes to the draft Criminal Procedure Law (Amendment no. 5),
5734-1974, Draft Laws 1103, 84, at
p. 87).
It can thus
be seen that the section under discussion was intended to reduce the likelihood
of acquitting guilty defendants, by giving a positive value to silence and
encouraging defendants to tell their version of events to the court.
In my
opinion, even if the probative requirement of ‘something extra’ was not
considered by the legislature when it enacted the section, a reading of the
minutes of the debates in the Knesset at the various stages of the legislation
shows that it can also not be inferred that there was an intention to
distinguish between the probative requirements of ‘support’ and
‘corroboration,’ which are enshrined in the section, and the probative
requirement of ‘something extra’ that was not included in it but was recognized
by case law at that time. In my opinion, the purpose of the section, as it
arises from the explanatory notes, is valid even when the probative addition
required for a conviction is ‘something extra,’ since even when the only
evidence against the defendant is his own confession, after which he denied the
charges, there is a clear need to encourage him to testify before the court, so
that the evidence on which the court bases its verdict as to his innocence or
guilt is as complete as possible.
15. From
the remarks of my colleague Justice Levy it may be inferred that the fact that
the legislature did not expressly address the probative requirement of
‘something extra’ implies a ‘negative arrangement,’ since had the legislature
wanted to regard the silence of a defendant also as ‘something extra,’ it may
be assumed that it would have said this expressly in s. 162 of the law (para.
22 of his opinion). It is possible to disagree with this argument: first, the
requirement of ‘something extra’ is, it will be remembered, the product of case
law, and it is not enshrined in statute (see CrimA 3/49 Andelersky v. Attorney-General [31], at pp.
592-593, in which the requirement was introduced, and which this court has affirmed
on countless occasions). For this reason it is doubtful whether it is right to
attribute far-reaching significance to the fact that the legislature did not
address this probative requirement expressly. Second, originally it was
accepted that the meaning of the concept of ‘support’ was identical to the meaning
of the concept ‘something extra,’ in view of the clear recognition that it was
not a requirement of ‘corroboration’ but a lesser requirement, in a desire to
refrain from creating an additional term that would necessitate making fine
distinctions between it and the term similar to it (Y. Kedmi, On Evidence (first part,
2003), at p. 297; cf. also CrimA 735/80 Cohen v. State of Israel [50], at p. 99).
16. In
this context, it is interesting to refer to remarks that were uttered during
the debates in the Knesset before the enactment of the Evidence Ordinance
Amendment Law (no. 6), 5742-1982, in which the requirement for ‘support’ was
introduced for the conviction of a person on the basis of the testimony of an
accomplice (s. 54A(a) of the Evidence Ordinance). When presenting the proposed
amendment to the law, the Minister of Justice at the time, M. Nissim, said the
following:
‘The
guideline for the degree of caution required will from now on be given in the
requirement of “something to support the testimony.” This is a requirement that corresponds to the
requirement of ‘something extra’ as formulated in case law [emphasis
supplied]. The purpose of the requirement of “something extra” is to direct the
attention of the judge to the danger of a conviction on the basis of the sole
testimony before him, and to caution him to ascertain, with the aid of a
probative addition that is small from the viewpoint of its nature, quantity and
quality, that the testimony under consideration is true. The addition to the
testimony may arise either from the testimony itself or from other evidence,
provided that it persuades the judge of the credibility of the testimony being
supported’ (Knesset
Proceedings 90, 309 (1981)).
It should be
noted that, like s. 162 of the Criminal Procedure Law, the aforesaid s. 54A(a) of
the Evidence Ordinance was enacted as a result of a recommendation of the
Public Commission for Criminal Procedure, and it is interesting to note that
its proposal in this regard was to cancel the requirement of ‘corroboration’
for the testimony of an accomplice, and to replace it with the requirement of
‘something extra.’ As is well known, ultimately the section was amended so that
the requirement of ‘corroboration’ was replaced by the requirement of ‘support’
(see the explanatory notes to the draft Evidence Ordinance Amendment Law (no.
6), 5740-1980 (Draft Laws 1477, 397;
CrimA 6147/92 State of
Israel v. Cohen [51], at p. 69). It would appear that these events can indicate a
relative conceptual kinship between the two terms (‘something extra’ and
‘support’), and in practice, despite the distinctions that exist between the
two aforesaid probative requirements, sometimes that have been mentioned by
case law ‘in one breath,’ as if they were an identical requirement (Kedmi, On Evidence, supra, at p. 360; cf. CrimA 190/82 Marcus v. State of Israel [52], at p.
294; CrimA 1242/97 Greenberg v.
State of Israel [53], at p. 91). It follows that although s. 162 was added to the
Criminal Procedure Law when the rule concerning the requirement of ‘something
extra’ already existed, in my opinion we should not infer from the fact that there
is no express mention of this probative requirement that the legislature
intended s. 162 not to apply to it.
The nature of the various
probative requirements — ‘corroboration,’ ‘support’ and ‘something extra’
17. The
aforesaid interpretation of s. 162 of the law is also required, in my opinion,
by an analysis of the substance of the section, of the nature of the probative
requirement of ‘something extra’ and the relationship between it and the other
probative requirements. In my opinion, the fact that the legislature determined
in this provision of statute that a failure of a defendant to testify may act
as ‘support’ or ‘corroboration’ implies necessarily that it may also serve as ‘something
extra.’ This position of mine derives from the qualitative and quantitative
‘hierarchy’ that exists between these probative requirements, as they have been
shaped and formulated in legislation and case law, where the probative
requirement of ‘something extra’ stands at the bottom of the hierarchy, so that
it is included and incorporated in the other probative requirements.
Before I
begin to discuss this matter thoroughly, we should restate, in a nutshell, the
basic principles concerning the various probative requirements.
18. The
requirement that additional evidence should be produced for certain
incriminating evidence, as a condition for convicting a defendant of a criminal
offence, is found in the Israeli legal system in the form of three different
concepts: ‘corroboration,’ ‘support’ and ‘something extra.’
In cases where
additional evidence is required in the form of ‘corroboration,’ the intention
is that we require evidence that ‘implicates’ (or tends to implicate) the
defendant in the commission of the offence that is attributed to him. Inter alia,
‘corroboration’ is required for the testimony of a state’s witness who
incriminates the defendant and the testimony of a minor who is the complainant
in an indictment involving a sex offence and whose testimony is brought before
the court through a child interrogator. In these cases, the corroboration
evidence should be ‘independent evidence that points to the involvement of the
defendant in the offence’ (CrimA 238/89 Askapur v. State of Israel [54], at p.
411; CrimA 378/74 Messer v.
State of Israel [55], at pp. 695-698; CrimA 85/80 Katashvili v. State of Israel [56], at pp.
68-71). In view of this, it has been held that for a certain piece of evidence to
constitute ‘corroboration,’ it should satisfy three cumulative requirements: it
should have a separate and independent origin to the testimony that requires
corroboration; it should ‘implicate’ the defendant in the commission of the act
that is the subject of the indictment; and it should relate to a significant
point that is the subject of dispute between the parties (see, for example,
CrimA 387/83 State of
Israel v. Yehudai [41], at p. 203). The reason for these strict requirements is the need
to ensure the truth of the statements made by a witness against the defendant
and to dispel the concern that perhaps he is making up an untrue story about
the defendant, where experience shows that the testimony may lack credibility
and therefore it cannot serve on its own as a basis for convicting a defendant
(CrimA 290/59 A v.
Attorney-General [32]; CrimA 389/73 Ben-Lulu v. State of Israel [57], at p. 492; CrimA 169/74 Kadouri v. State of Israel [58], at p.
403; CrimA 5544/91 Moyal v.
State of Israel [59], at p. 1357; CrimA 6147/92 State of Israel v. Cohen [51], at p. 72; Kedmi, On Evidence, supra, at p. 126).
19. Unlike
‘corroboration,’ the requirement of additional evidence of the type known as
‘support’ is a requirement of ‘authenticating’ evidence: ‘the requirement of
support is satisfied if the support adds a degree of truth to the witness’s
statement, and it does not need to “implicate” the defendant in the criminal
act’ (CrimA 241/87 Cohen v.
State of Israel [60], at p. 746; Kedmi, On Evidence, supra, at p. 298).
Inter alia, ‘support’
is required for the testimony of an accomplice (s. 54A(a) of the Evidence
Ordinance), and for a statement made to the police by a witness who later gives
contradictory testimony in court, when the statement is admitted as evidence
(s. 10A(d) of the Evidence Ordinance). ‘Support’ is ‘intended to indicate that
the witness’s testimony, when taken on its own, is credible. Therefore there is
no requirement that the support should relate to the offence or the criminal
conspiracy between the defendant and the witness-accomplice’ (Askapur v. State of Israel [54], at p.
411). Like the requirement of ‘corroboration,’ ‘support’ is needed because of
the concern that the witness gave false testimony that implicates the
defendant, and therefore evidence is required to strengthen the credibility and
reliability of this testimony (CrimA 6147/92 State of Israel v. Cohen [51], at p. 80).
20. Last,
the requirement of ‘something extra’ is, like ‘support’ and unlike
‘corroboration,’ a requirement of additional ‘authenticating’ evidence.
Therefore, unlike ‘corroboration,’ the ‘something extra’ does not need to
indicate the guilt of the defendant; any direct or circumstantial evidence that
is external to the defendant’s confession and that can confirm to some degree
the content of the confession and indicate its truthfulness is sufficient (CrimA
290/59 A v.
Attorney-General [32], at p. 1499; CrimA 6936/94 Awad v. State of Israel [61], at p. 848). The
requirement of ‘something extra’ is intended to remove the concern that the
defendant is taking responsibility for an act that was done by someone else or
that was not done at all, and therefore, in principle, very little evidence is
required to satisfy it (CrimA 6147/92 State of Israel v. Cohen [51], at p. 72). Consequently
case law has pointed out on more than one occasion that this evidence ‘can be
very small indeed’ (CrimA 178/65 Usha v. Attorney-General [35], at p. 156), and even ‘as light as a feather’ (El Abeid v. State of Israel [29], at p.
834). It is sufficient that the court is satisfied that the confession is not
‘merely a fabrication,’ and that it is persuaded that the version of events told
by the defendant in his confession is indeed a possible one (CrimA 312/73 Matzrawa v. State of Israel [62], at p.
809).
21. These
differences, both in terminology and in substance, between the three probative
requirements have led to the creation of a kind of ‘hierarchy’ between them.
This hierarchy is based on the assumption that, as a rule, ‘a person does not
portray himself as a criminal’ (El Abeid v. State of Israel [29], at p. 833). It follows that
most confessions are true confessions, whereas it is a more reasonable
possibility that someone else who testifies against the defendant will present
false testimony, for various reasons such as anger, jealousy, a desire to prevent
himself from being found responsible or to protect a third party, a desire to
obtain some benefit, etc.. In other words, the need for additional evidence for
a defendant’s confession to dispel the fear that his confession may be false is
smaller than the need for additional evidence that is required for the testimony
of someone else against the defendant, and therefore ‘corroboration’ and
‘support’ should satisfy stricter criteria than ‘something extra.’ In this
vein, it was said in one case with regard to evidence that satisfied the
requirement of ‘something extra’ that ‘it is therefore accepted that this kind
of evidence should be regarded as “lower” on the ladder of “secondary” evidence
(“corroboration” and “support”)’ (Nijam v. State of Israel [37], at p. 2186). The
aforesaid hierarchy has been clearly expressed in the case law of this court,
which has repeatedly held over the years that various kinds of evidence that
may serve as ‘corroboration’ automatically satisfy the requirements of
‘support’ and ‘something extra.’ Thus, for example, Justice H. Cohn said that:
‘The
aforesaid statements of the deceased could have served as corroboration for the
appellants’ confessions, had there been a need for any real corroborating
evidence. The argument is an a fortiori one: if these statements could have constituted actual corroboration
for the appellants’ confessions, they certainly constitute “something extra”
for the confessions’ (CrimA 399/72 Menahem v. State of Israel [63]).
In another
case Justice Or said that ‘If such corroboration is found, this corroboration
will also automatically satisfy the requirement of support for a witness’s statement,
on which the court relies by virtue of the provisions of s. 10A of the
Ordinance, since what satisfies the greater requirement also satisfies the
lesser requirement’ (CrimA 450/82 Tripi v. State of Israel [64], at p. 597, and similar
remarks were made by President Shamgar: ‘If the testimony of the accomplice
could have served as corroboration, whose weight and scope are broader than
evidence that constitutes “support”… and “something extra,” it is obvious that
such testimony could also serve as support’ (Askapur v. State of Israel [54]; see
also CrimA 282/75 Karki v.
State of Israel [65]; CrimA 34/78 Algul v. State of Israel [66]; CrimA 949/80 Shuhami v. State of Israel [67], at p.
72; CrimA 146/81 Al-Sena v.
State of Israel [68], at p. 503; CrimA 777/80 Beinashvili v. State of Israel [69], at p. 472; CrimA 533/82
Zakkai v. State of Israel [70], at p.
73).
To summarize
the law in this matter, Kedmi says that:
‘Evidence
that is capable of serving as “corroboration,” where such additional evidence
is required (i.e., additional “implicating” evidence), can also serve as
“something extra,” since the greater requirement includes the lesser one: if it
is capable of “implicating” the person making the confession, it can certainly
“authenticate” his confession.’
And with
regard to the relationship between ‘corroboration’ and ‘support,’ Kedmi says
that:
‘Evidence that
can serve as corroboration will satisfy the requirement of “support”.’
(Kedmi, On Evidence, supra, at pp. 141, 303).
This is also
true in my opinion with regard to the relationship between ‘support’ and
‘something extra.’ Just as the support that is required does not need to amount
to actual corroboration in its character and weight (Shuhami v. State of Israel [67], at p.
72), so too ‘something extra’ does not need to amount to actual support in its
character and weight (in this matter, see the different position of Kedmi, On Evidence, supra, at pp. 184, 203, 297-298).
22. In
our case, with regard to the probative significance that can be attributed to
the silence of the defendant in his trial, I do not think that it would be
right to determine that the aforesaid hierarchy does not apply. Given that the
defendant’s silence can provide support for the testimonies of others against
him and can constitute corroboration when it is required, I do not think that
we should hold that it cannot support his confession or corroborate it, or at
the very least, serve as ‘something extra,’ when it is needed. The reason for
this is that, as a rule, it is easier for a person to refute or explain his own
confession than to refute an accusation levelled at him by someone else (see
and cf. E. Kamar, ‘Corroborating Confessions by the Defendant’s Own
Statements,’ 5 Israel
Journal of Criminal Justice (Plilim) 277 (1996), at p. 292, who agrees
with this solely on a prima facie basis).
23. My
colleague Justice Levy pointed to the fact that in cases where the legislature
allowed the defendant’s silence to be regarded as ‘support’ and ‘corroboration’
for the prosecution evidence, the silence is an addition to testimonies that do
not originate with the defendant (the testimony of a state’s witness, the
testimony of an accomplice, etc.), whereas when we are speaking of a confession
of the defendant, the silence is an addition to testimony that he himself gave
in the interrogation. In such circumstances, Justice Levy believes that the
silence cannot authenticate the confession to the required degree (para. 23 of
his opinion). I am not persuaded that this conclusion is necessary. I discussed
above the distinctions that exist between the various probative requirements.
These distinctions are valid. But I do not think that they, together with the
aforesaid argument that was raised by my colleague, lead to the conclusion that
a defendant’s silence in his trial cannot serve as ‘something extra.’ According
to the rule that has been formulated in the case law of this court, there is
nothing to prevent the source of the ‘something extra’ being the defendant
himself. Thus, various evidence that originates with the defendant, such as the
defendant’s incriminating conduct, his lies on major issues, a confession of
the defendant to major issues during his testimony in court and statements that
he made before a judge during arrest proceedings have all been recognized as
satisfying the requirement of ‘something extra’ (see, for example, Matzrawa v. State of Israel [62], at p.
809; CrimA 788/77 Bader v.
State of Israel [71], at p. 831; CrimA 6289/94 Janshvili v. State of Israel [22], at pp.
171 and 176; CrimA 5825/97 Shalom v. State of Israel [72], at p. 958; CrimA 6613/99 Smirk v. State of Israel [73], at pp.
557-559; Kedmi, On Evidence, supra, at p. 129). I am not
persuaded that there is a sufficiently strong reason for determining a
different rule for the defendant’s silence.
24. In
view of all of the aforesaid, my position is that on the basis of s. 162 of the
law, a refusal of a defendant to testify can also satisfy the requirement of
‘something extra’ for a confession made by him out of court. Admittedly this is
not evidence that is ‘external’ to the defendant, as some authorities think it
should be (see, for example, Kamar, ‘Corroborating Confessions by the
Defendant’s Own Statements,’ supra, at p. 280), but we are speaking of additional evidence that is
‘external’ to the confession, and in my opinion it is capable of
authenticating, to the required degree, the defendant’s confession to the acts
attributed to him. Therefore, in accordance with the stipulation of the
legislature and in accordance with the rule in force today as I have explained
it, it is sufficient. Although I do not take lightly the various concerns
raised by my colleague, as well as the basic right of a defendant to a proper
and fair trial, it would not be right in my opinion to derive from these a
normative conclusion by means of a strict interpretation that is not required
by the wording or the purpose of the statute.
25. The
fact that there is a legal basis for regarding the refusal of a defendant to
testify as ‘something extra’ for his confession during the interrogation does
not mean that this should be adopted as a legal policy. From the wording of s.
162 of the law it can be clearly seen that the legislature left the court with
discretion as to whether to regard the refusal of a defendant to testify as
having the aforesaid probative significance and whether to give it any weight.
How should this discretion be exercised? Is it desirable that the silence of a
defendant in his trial should serve as ‘something extra’ for his confession,
and in what circumstances? What, then, is the proper judicial policy that
should be adopted in this matter?
The proposed legal policy — the
rule
26. My
colleague Justice Levy described in his opinion important reasons why he believes
that the silence of a defendant should not be regarded as ‘something extra’ for
his confession, unless the conditions that he stated in his opinion are
satisfied, namely a video recording of the interrogation and the impression of
the court that the confession is a true confession. As I have already
explained, I agree with my colleague with regard to the rule, but with regard
to the exception, which I shall discuss below, in my opinion the trial court
should be given a greater margin of discretion than that proposed by my
colleague.
I propose
therefore that as a rule the silence of the defendant should not constitute
‘something extra.’ There are several reasons for this. First and foremost, my
position is based on the basic aspiration of the legal system to arrive at the
truth and on the innate fear of convicting an innocent person of a crime on the
basis of a false confession that he made. Even though, as we have said, false
confessions are the exception to the rule, we must be wary of them. We should
mould our legal system in a manner that will restrict to the absolute minimum
the possibility that they will be used to convict an innocent person.
My colleague
mentioned in his opinion three categories of factors that cause a person under
internal pressure to make a false confession, just as these were enumerated in
the Goldberg Commission Report (at pp. 8-10). The reasons that may lead a
certain defendant to make a false confession are many and varied. Some of them
will always remain somewhat unclear. This difficulty is no less relevant, and
maybe even more relevant, to the silence of a defendant in his trial. This
silence appears contrary to logic and common sense that tell us that an
innocent person should not only be prepared to tell his version of events in
court, but he should eagerly await the possibility of entering the witness box
to refute the suspicions against him and to clear his name, and that a
defendant who decides to remain silent is not prepared to tell his version of
events or to be cross-examined on the version of events that he told in the
interrogation (see, for example, CrimA 196/85 Silberberg v. State of Israel [12], at p.
525).
Reality, it
would appear, is sometimes different. In practice we cannot rule out the
possibility that there are cases where a defendant in his interrogation will
take responsibility for committing an offence that he did not commit, but later
he will deny the charges, even though he chooses not to testify in his own
defence. The attorney-general also recognizes this possibility and he said in
his response that experience shows that there are persons who make false
confessions out of court (not necessarily because improper pressure was exerted
on them by the police) and that some of them — even after they have denied
the charges — may during their trial choose the right of silence.
According to him, even though it is possible that someone who made a false
confession out of court will act consistently and repeat his confession when he
enters the witness stand, it is not possible, a priori, to rule out the possibility
that he will not do this but will choose to remain silent (paras. 42-44 of the
attorney-general’s arguments).
27. In a
situation such as this, where there is an innate difficulty in understanding
the motive for false confessions, as well as the motive for refusing to
testify, I agree with my colleague’s position that there are grounds for
concern that relying on the defendant’s silence as ‘something extra’ for his
confessions may undermine the purpose that led to the requirement of ‘something
extra’ in the first place, namely the desire to authenticate the defendant’s
confession (para. 23 of my colleague’s opinion). Notwithstanding the probative
significance that it is possible to attribute to silence, it on its own is
limited in its ability to dispel the uncertainty and to provide the court with
the explanations that it lacks. When the defendant refuses to talk, it is not
possible to cross-examine him in order to discover the truth of what was
recorded in his confession at the police station, and therefore there is a
difficulty in bridging the gap between his confession in the interrogation and
his denial of the charges. Moreover, just as there is a certain conceptual
difficulty in saying that lies uttered by the defendant are a guarantee that
his confession is not a false confession, when it is the only evidence against
him (El Abeid v. State of Israel [29], at p.
721), attributing probative significance to the defendant’s silence may in my
opinion suffer from a similar difficulty. For who can guarantee that those
lies, or that silence, actually imply a feeling of guilt and are not the result
of the same motive that led the defendant to make a false confession.
Therefore, just as the court is required to take great care not to err in
convicting an innocent person by relying on his lies, it is required a fortiori to take great
care not to err in convicting an innocent person by relying solely on his
silence as ‘something extra’ for his confession. This caution requires us, in
my opinion, to adopt a judicial policy whereby relying on the silence of a
defendant as ‘something extra’ for his confession will be done in exceptional
cases only.
28. Moreover,
an additional reason to refrain, as a rule, from regarding the silence of the
defendant in the court as ‘something extra’ for his confession to the police
arises from the significant concern that the investigation and prosecution
authorities should not be given a ‘green light’ to regard a confession on its
own as sufficient for the purpose of filing indictments. This may deprive these
authorities of any incentive to try and locate additional evidence apart from
the confession, and thereby undermine the basic interest of clarifying and
discovering the truth. The attorney-general’s guideline no. 53.000 of 1970
provides, admittedly, that as a rule an indictment should not be filed on the
basis of confessions made out of court without there being ‘something extra’ in
the evidence that was accumulated in the investigation to authenticate those
confessions, and that it may only be done in exceptional cases with the
approval of the state attorney or the chief military prosecutor. I believe,
however, that when formulating the proper policy on this issue and in order to
ensure an additional aspect of the defendant’s right to a fair trial, it is
important to encourage the prosecution to act in order to obtain as much
evidence as possible against the defendant, apart from his confession, and
where possible to base the indictment on a body of evidence that is
comprehensive and solid.
29. Finally,
and more indirectly, my position is also based on the importance that I attach
to preventing the right to remain silent and the presumption of defendants’
innocence from being undermined to a greater extent than what the legislature
has expressly recognized in s. 162 of the law. In his arguments counsel for the
appellant emphasized that the question that arises in our case, despite its technical
appearance as simply a question of evidence, has constitutional importance,
since it lies at the crossroads between two constitutional rights: the right of
defendants to remain silent and the presumption of innocence enjoyed by every
person before he has been convicted in a criminal trial, which are both
regarded as basic rights. It is well known that there may be different
approaches on the question of which procedural rights in criminal trials are
indeed included within the scope of the constitutional right to dignity and
liberty, as it is enshrined in the Basic Law: Human Dignity and Liberty, and
similarly also with regard to the question of the scope of the constitutional
protection that should be given to rights that are not expressly mentioned in
the Basic Law (see, for example, Yissacharov v. Chief Military Prosecutor [5], at p. 1107 {351}). In
view of what I regard as the clear provisions of s. 162 of the law, I do not
think that there is any need for us to decide between the aforesaid approaches
in the current appeal. In any case, it would appear that there can be no
dispute that the aforesaid rights are relative rights and not absolute rights.
This can be seen by the provisions introduced by the legislature in s. 162 (see
also HCJ 6319/95 Hachmi v.
Justice of Tel-Aviv-Jaffa Magistrates Court [10], at pp. 765-766). I do
not accept the argument that regarding the silence of a defendant as ‘something
extra’ for his confession violates these rights beyond what the legislature has
permitted in s. 162 of the law. But I am aware of the concern that was
expressed by defence counsel that these rights may suffer too great a
violation, beyond what was permitted by the legislature, and for this reason
also I am of the opinion that this use should be made sparingly and in
moderation, solely as an exception.
In view of
all of the aforesaid reasons, I too am of the opinion that we should conclude
that, as a rule, we should not regard the defendant’s silence as ‘something
extra’ for the confession that he made in his interrogation. Notwithstanding,
it would not be right in my opinion to determine on this issue a sweeping rule,
and there is a basis for recognizing exceptions to the aforesaid rule and for
granting discretion to the trial court. This legal policy is what will
guarantee the proper balance between our commitment to the basic value of
discovering the truth, which is based on the goal of ensuring the conviction of
the guilty and the acquittal of the innocent, and our duty to protect the right
of the defendant to a proper and fair trial. As I said at the beginning of my
remarks, this balance is also required by the need to act forcefully against
the rise in crime, in order to protect the safety and security of the public,
including the victims of crime, while at the same time preserving the fairness
and ethical and moral strength of society in general and the legal system in
particular. The remarks of Justice Strasberg-Cohen are particularly apt in this
regard:
‘The function
of a civilized society is to find the proper balance between all of these in
such a way that the legal system will have the proper tools that will allow the
holding of a fair and efficient trial, prevent the conviction of the innocent
and ensure that the guilty do not escape justice. The tools for achieving these
goals within the framework of the judicial system are, inter alia, criminal procedure and the
rules of evidence. It is through these that the legal system plots its course to discover the truth and to administer justice’ (Hachmi v. Justice of
Tel-Aviv-Jaffa Magistrates Court [10], at p. 756).
30. In our case, following a
rule that denies the trial court any discretion whatsoever with regard to the
probative significance that should be attributed to the defendant’s refusal to
testify and that obliges it to acquit a defendant even when it is perfectly
clear to the court that his confession is a true one, solely because no
external evidence was found that supports it, is likely to give the aforesaid
rule of evidence precedence over the value of arriving at the truth. Such a
position is undesirable. In this regard I agree with the apt and instructive
remarks of my colleague, who pointed to the possibility that there may be cases
in which the acquittal of the defendant for the reason that his silence does
not constitute ‘something extra’ for his confession may undermine the search
for the truth, as well as the fight against crime and protecting the public
from it (para. 25 of his opinion). In this regard it is not superfluous to
mention that —
‘An erroneous acquittal, and certainly a false
conviction, harm both the doing of justice and the appearance that justice is
being done, and it may undermine public confidence in the ability of the
judicial authority to do justice to the individual and to society’ (Yissacharov v. Chief Military
Prosecutor [5], at p. 1124 {383}).
To summarize what we have said so
far: my position is that although s. 162 of the law makes it possible to regard
silence as ‘something extra,’ as a matter of policy we should not, as a rule,
give the silence of the defendant the aforesaid probative significance. This
significance will be given to silence only in limited cases, which will
constitute the exception rather than the rule. Within the scope of this
exception, it is important to give the court discretion in accordance with the
circumstances of each case and in accordance with the guidelines that we will
set out below.
The proposed legal policy — the exceptions to the rule
31. It will be remembered that
the position of my colleague on this matter is that the court should be allowed
to regard the silence of the defendant as ‘something extra’ only in cases where
a video recording was made of the interrogation and the court that saw the
recording obtained the impression that it has before it a true confession. The
centre of gravity of the disagreement between me and my colleague revolves
around these exceptions. I agree with my colleague that the decision concerning
the significance that should be attributed to the silence of a defendant is a
matter for the trial court to decide according to the special circumstances of
the case before it and in accordance with its discretion (para. 26 of his
opinion). But it is precisely for this reason that I am of the opinion that the
court should be given a broader margin for exercising its discretion than the
one that my colleague is prepared to recognize, and that the exercising of this
discretion should not be conditional upon making a video recording of the
interrogation.
32. Confessions for which a
video recording is made, which my colleague requires as a basis for the
exception proposed by him, do of course have a clear advantage that cannot be
disputed. A video recording allows the court to form a better impression of the
defendant’s interrogation and of the circumstances in which his confession was
made, and also to form an impression as to whether his confession was made
because of pressures that he was under as a result of the conditions of the
interrogation or the arrest. But it seems to me that it would not be right to
give too much weight, and certainly not exclusive weight, to the fact that a
video recording of the interrogation was made. We should be aware of the
possibility that even when the court has a video recording of the
interrogation, there is still a possibility that various factors that may have
led the defendant to make a false confession were not necessarily expressed in
this video recording. Therefore we should take into account that there may be
cases in which the fact that a video recording of an interrogation was made
will not necessarily be sufficient for the court to regard his silence as
‘something extra’ for his confession (see also what my colleague said in para.
26 of his opinion), and also that there may be cases in which, despite the lack
of such a recording, the refusal of the defendant to testify may satisfy the
requirement of ‘something extra,’ all of which at the discretion of the court
that formed an impression of the confession and the circumstances in which it
was made in the specific case that is before it.
33. In my opinion, the court
should be allowed this judicial discretion in every case on its merits and in
accordance with its circumstances. Notwithstanding, it should be exercised in
moderation and with care, in a limited number of cases, and in accordance with
the following three criteria, which result from everything that I have said in
my opinion thus far:
First, an essential
condition for regarding the refusal of the defendant to testify as ‘something
extra’ for his confession is that the confession itself is of very great
internal weight, so that the court is persuaded that it is a ‘confession that
stands on its own in view of its independent weight’ (Levy v. State of Israel [23], at p. 234). It will be
remembered that the internal test of a confession ‘examines the confession in
accordance with the indications of truth that it reveals, such as its logic or
lack of internal logic, the clarity or confusion of the details contained in it
and other similar common sense indications that lead a rational person to trust
what someone says’ (ibid. [23]). This
test considers the content of the confession, and it seeks, on the basis of
logic and common sense, to find indications of truth in it, which can be seen
from the wording of the confession, the sequence of events, the amount of
detail, its internal reasonableness and other such tests (FH 3081/91 Kozali v. State of Israel [26], at p.
458; on the importance of the amount of detail in a confession, see also El Abeid v. State of Israel [29], at p. 771).
There is a rule in our case law that the greater the independent weight of the
confession, as determined by the indications of truth that can be seen in it,
the smaller the need for resorting to the external test of ‘something extra’ (Levy v. State of Israel [23], at p.
234; El Abeid v. State of Israel [29], at p. 795).
As a rule, the silence of a defendant is not in itself evidence of great
weight. Therefore, in view of the reciprocal relationship that exists between
the internal weight of the confession and its external weight (Steckler v. State of Israel [30], at p.
1665), the refusal of a defendant to testify may constitute ‘something extra’
for his confession only in those cases where the court is persuaded, according
to the internal test of the confession, that it is a true confession, i.e.,
when the confession before it is a detailed, coherent and persuasive confession
from the viewpoint of its nature, its internal logic and the indications of truth
that can be seen in it.
Second, an additional condition that
is required in order to make use of the defendant’s silence as ‘something
extra’ concerns the ability of the court, on the basis of all the external
circumstances of the confession, to rule out — to the required degree of
certainty — the possibility that the defendant acted as a result of
‘internal’ pressure that led him to take responsibility for committing an act
that he did not do or that was not done at all. In this context, the court should consider the various
reasons that may lead a defendant to confess to committing an offence that he
did not commit, as set out in the Goldberg Commission report, and it should ask
itself whether all reasonable doubt has been removed as to whether one of these
reasons exists in the case before it. Thus, for example, it should examine
whether there are grounds for a concern that the defendant’s confession was the
result of social or other pressures that influenced him. This matter requires a
detailed examination especially when we are dealing with an offence that was
committed by several accomplices, when we are dealing with a defendant who
belongs to a criminal organization, or when the circumstances of the case show
a possibility that the confession was made out of a desire not to incriminate
someone else, such as a family member. In addition, the court should consider
whether to rule out the possibility that the defendant is a member of one of
the ‘risk groups’ that give rise to a greater concern that internal pressure
may cause them to confess to committing acts that they did not do, such as
someone who is mentally disabled (Levy v. State of Israel [23], at p. 235) or
intoxicated (Steckler v.
State of Israel [30], at pp. 1664-1665). It is well known that in cases such as these
there is greater concern that the factors that caused these defendants to
confess to an act that they did not do also caused them to refuse to testify in
their trial, and therefore the court should not regard the defendant’s silence
as sufficient, but should examine and demand a more substantial and significant
authentication of the defendant’s confession.
It should be emphasized that we are
not speaking of a closed set of criteria. These are merely examples of the
kinds of indications that the court should seek in order to rule out the
possibility that the confession is a false one.
Last, the final
criterion is actually the converse of the rule described in the second
criterion. In this context, the court should ascertain that there are no
indications that may show that the silence of the defendant in the court, and not merely his
confession in the interrogation, is a result of any internal or external
pressure; alternatively, it should examine whether there is any evidence at all
with regard to a motive for the defendant’s silence and with regard to the
circumstances of this silence, which, although it may not serve on their own as
‘something extra,’ allows the court to dispel the clouds of uncertainty in this
matter. The court should therefore be persuaded, after considering all the
circumstances of the case, that the silence of the defendant is not the result
of an innocent motive, and therefore the logical conclusion is that he really
does not have an answer to the charges leveled at him, to which he confessed in
his interrogation.
34. When these three criteria,
which are mainly intended to serve as guidelines, are all satisfied, the court
may determine that the silence of the defendant in his trial may constitute the
‘something extra’ that is required for his confession. As we have said, this
should be done only in exceptional cases. Because of the complexity of the
issue and the large number of factors that need to be taken into account, I do
not think that it is possible or proper to determine more rigid criteria with
regard to the nature of the exceptional circumstances in which the court will
decide that silence may constitute ‘something extra.’ The decision on this
matter will be made by the trial court, which will exercise the discretion
given to it by the legislature in accordance with the criteria outlined above
and after considering the circumstances of each case on its merits. This
discretion should be exercised sparingly, carefully, reasonably and wisely, so
that the exception is not allowed to become the rule. The remarks of Justice
Barak in another case are illuminating in this respect:
‘… The criminal trial should discover the truth, and
this is its main goal. Of course, following rules and discovering the truth are
not two conflicting goals. On the contrary, the rules are intended to determine
a standard for holding a trial, which, as experience shows, can lead to the
discovery of the truth, and thereby the two goals coincide. Notwithstanding,
there are cases where a formal insistence on rules in a special case will
result in a miscarriage of justice, whether in the form of a conviction of the
innocent or the acquittal of the guilty. In these circumstances we should
aspire to the goal that the rules themselves will give the court power and
discretion to do justice’ (CrimA 951/80 Kanir v. State
of Israel [74], at p. 516).
35. Finally, before concluding, we
should mention once again the guideline of the attorney-general according to
which, as a rule, an indictment should not be filed based on a defendant’s
confession only, without there being ‘something extra’ in the evidence. It is
to be hoped that this guideline, which applies to both the civilian and
military prosecutors, will lead to a result whereby the cases in which the court
will be required to decide whether to regard the silence of the defendant as
‘something extra’ for his confession will be few and far between.
From general principles to the specific case — the conviction of
the appellant in this case
36. With regard to the appellant
before us, I agree with the conclusion of my colleague Justice Levy, although
not with his reasoning. In my opinion, without making any hard and fast
determination on this matter, it would prima facie appear that this case is precisely one of those cases
that may fall within the scope of those exceptional cases in which the trial
court was entitled to find ‘something extra’ in the refusal of the appellant to
testify. I should point out that the findings of the court martial — and
like my colleague I too see no reason to depart from them — were that the
appellant’s confession has great weight; his interrogation was conducted in a
good atmosphere, with full cooperation on his part; no claim was raised that
pressure had been exerted on him; in addition, prima
facie there was no indication that the
appellant’s confession, as well as his choice not to testify, were the result
of any pressure to which he was subject. In any case, as I have said, this is a
matter for the trial court to decide. Therefore, even though according to the
different legal outlook that I have proposed it might have been proper to
return the case to the court martial, so that it might reconsider and reexamine
the matter in accordance with the criteria that we have outlined above, I do
not propose to do this. In view of the fact that the position of the chief
military prosecutor, as presented by the representative of the
attorney-general, is that he no longer insists upon the appellant’s conviction,
and in view of the circumstances of the case, including the fact that the
offence is on the lowest level of criminal offences, the circumstances in which
the offence was committed and the large period of time that has passed since
the offence was committed, I too am of the opinion, like my colleague, that we
should order the appellant’s acquittal.
President
Emeritus A. Barak
In the
difference of opinion between my colleagues, I agree with the opinion of my
colleague Justice E. Arbel, for her reasons.
Appeal allowed.
23 Kislev 5767.
14 December 2006.